MARINER LLC
45 known aliases resolved via the canonical alias map
Market position · 2024
Plans served236+92 YoYRank #104 of mapped providers
Assets under administration$118.6B0.1%Market share · rank #118
Fees received$9MMedian $29,023/planSum across Schedule C direct + indirect
Net wins YoY+7496 won · 22 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical MARINER LLC plan look like?
Service mix · median fees per plan
Count of plans where MARINER LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management fees paid directly by plan; Investment advisory (plan)Code 27 | 114 | $30,457 | |
Investment management; Investment advisory (plan); Direct payment from the plan; Investment advisory (participants); Investment management fees paid directly by planCode 26 | 42 | $17,995 | |
Investment management; Shareholder servicing feesCode 28 | 21 | $35,220 | |
Other services; Direct payment from the plan; Consulting (general)Code 16 | 16 | $24,250 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Other fees; Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.); Other servicesCode 15 | 14 | $30,844 | |
Investment advisory (plan); Consulting (pension); Named fiduciaryCode 17 | 9 | $17,500 | |
Other feesCode 99 | 9 | $14,907 | |
Investment advisory (plan); Consulting fees; Accounting (including auditing)Code 10 | 3 | $40,000 |
Competitor overlap
Percent of MARINER LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under MARINER LLC.
| Sponsor | From | Assets |
|---|---|---|
QUAD/GRAPHICS, INC.WI · 391152983-003 | AMERICAN UNITED LIFE INSURANCE CO | $2.1B |
BD OF TR OPER ENG CONS. INDUSTRY MISCELLANEOUS PENSION FUNDPA · 256135579-001 | ANDCO CONSULTING | $846M |
BOARD OF TRUSTEES,IBEW LOCAL UNION NO 5 & WESTERN PA CHAPTER NECAPA · 256032108-001 | ANDCO CONSULTING | $823M |
FAEGRE DRINKER BIDDLE & REATH LLPMN · 410244008-002 | BERGANKDV LTD | $768M |
TRUSTEES OF WISCONSIN NECA-IBEWWI · 391571911-001 | PRUDENTIAL RETIREMENT INSURANCE AND | $715M |
BOARD OF TRUSTEES OF M.M.&P. INDIVIDUAL RETIREMENT ACCOUNT PLANMD · 133021839-001 | ANDCO CONSULTING | $523M |
JOINT BOARD OF TRUSTEES, IBEW LOCAL UNION NO 5 & WESTERN PA CHAPTER NEPA · 251368983-002 | ANDCO CONSULTING | $496M |
INDIANA ELECTRICAL WORKERS PENSION TRUST FUND IBEWIN · 351102579-001 | JP MORGAN INVESTMENT MANAGEMENT INC | $466M |
EMPLOYER - TEAMSTERS LOCAL NOS 175 & 505 PENSION TRUST FUNDWV · 556021850-001 | INTERCONTINENTAL REAL ESTATE CORP | $453M |
BOARD OF TRUSTEES OF THE ELECTRICAL WORKERS LOCAL UNION 159 RETIREMENTWI · 352759032-001 | PRUDENTIAL RETIREMENT INSURANCE AND | $433M |
Plans lost in 2024
Appeared last year under MARINER LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
ADVOCATE AURORA HEALTH, INCWI · 824184596-004 | MMA SECURITIES LLC | $9.1B |
THE CLEVELAND CLINIC FOUNDATIONOH · 340714585-002 | PRASAD I ELAMANA | $7.5B |
LATHROP GPM LLPMO · 430948710-002 | NORTHWESTERN MUTUAL INVESTMENT SERV | $334M |
COX, CASTLE & NICHOLSON LLPCA · 952547124-003 | ONEDIGITAL INVESTMENT ADVISORS LLC | $236M |
MCAFEE & TAFT A PROFESSIONAL CORPORATIONOK · 730781676-001 | HOGANTAYLOR LLP | $153M |
ANESTHESIA ASSOCIATES, P.L.L.OH · 340894140-002 | MEADEN & MOORE, LTD. | $49M |
TULSA BONE AND JOINT ASSOCIATES, INC.OK · 731551429-001 | CETERA ADVISOR NETWORKS LLC | $39M |
BAPTIST HEALTH VENTURES, INC.FL · 592415910-002 | BRADLEY FOSTER & SARGENT INC | $31M |
CAMPBELLS AUTO EXPRESS, INC.NJ · 221804247-003 | (new plan) | $20M |
LOWE AUTOMOTIVE WAREHOUSE, INC.MO · 430906772-003 | (new plan) | $14M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
APPLE INC.CA · 942404110-001 | $24.7B | 145,428 | $58,735 | 2y | 1 |
UNITED AIRLINES, INC.IL · 742099724-202 | $16.8B | 20,168 | $95,459 | 3y | 1 |
DELTA AIR LINES, INC.GA · 580218548-014 | $15.9B | 17,776 | $19,005 | 2y | 1 |
THE CHARLES SCHWAB CORPORATIONTX · 943025021-002 | $8.9B | 43,502 | $121,513 | 5y | 1 |
HUMANA INC.KY · 610647538-002 | $7.7B | 61,001 | $8,500 | 6y | 1 |
LATHAM & WATKINS LLPCA · 952018373-001 | $3.1B | 8,106 | $124,937 | 3y | 1 |
NETJETS AVIATION, INC.OH · 310682096-001 | $2.5B | 4,530 | $15,472 | 7y | 1 |
ALLIANZ ASSET MANAGEMENT OF AMERICA LLCCA · 990994535-001 | $2.2B | 4,932 | $13,130 | 2y | 2 |
QUAD/GRAPHICS, INC.WI · 391152983-003 | $2.1B | 13,883 | $96,000 | 1y | 2 |
BD OF TRUSTEES-LEGACY PLAN OF THE NATIONAL RETIREMENT FUNDNY · 136130178-001 | $1.9B | 184,550 | $262,500 | 2y | - |
Flag exposure
82.6%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (45)
Raw Schedule C names collapsed into MARINER LLC.
- ANDCO CONSULTING (MARINER INST LLC)
- ANDCO CONSULTING/MARINER
- MARINER
- MARINER (ANDCO)
- MARINER (FKA ANDCO)
- MARINER CONSULTING
- MARINER FINANCIAL GROUP, LLC
- MARINER INDEPENDENT ADVISOR
- MARINER INSTITUIONAL, LLC
- MARINER INSTITUTIONAL
- MARINER INSTITUTIONAL CONSULTING
- MARINER INSTITUTIONAL LLC
- MARINER INSTITUTIONAL, L
- MARINER INSTITUTIONAL, LLC
- MARINER INSTITUTIONAL,LLC
- MARINER INSTITUTUIONAL LLC
- MARINER LLC
- MARINER PLATFORM SOLUTION
- MARINER PLATFORM SOLUTIONS
- MARINER PLATFORM SOLUTIONS LLC
- MARINER RETIREMENT
- MARINER RETIREMENT ADVISOR
- MARINER RETIREMENT ADVISORS
- MARINER RETIREMENT ADVISORS LLC
- MARINER RETIREMENT ADVISORS, L
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for MARINER LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 5 | 2.12% | 7.76% | -5.64 pp |
| Fidelity bond gap | 1 | 0.42% | 26.94% | -26.52 pp |
| Late contributions | 34 | 14.41% | 1.71% | +12.69 pp |
| Failed to provide benefit | 1 | 0.42% | 0.14% | +0.28 pp |
| Corrective distributions | 47 | 19.92% | 1.76% | +18.16 pp |
| Loss discovered | 1 | 0.42% | 0.00% | +0.42 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with MARINER LLC. Compare to the incumbent market share (0.3%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.3 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).