AMERICAN FUNDS
654 known aliases resolved via the canonical alias map
Market position · 2024
Plans served1,560-49 YoYRank #17 of mapped providers
Assets under administration$357.1B0.4%Market share · rank #40
Fees received$54MMedian $7,614/planSum across Schedule C direct + indirect
Net wins YoY-36214 won · 250 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical AMERICAN FUNDS plan look like?
Service mix · median fees per plan
Count of plans where AMERICAN FUNDS ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Recordkeeping fees; Account maintenance feesCode 64 | 442 | $3,680 | |
Trustee (directed); Other services; Recordkeeping fees; Sub-transfer agency fees; Participant loan processing; Float revenue; Investment management fees paid indirectly by plan; Other investment fees and expensesCode 25 | 427 | $6,327 | |
Soft dollars commissions; Direct payment from the plan; Investment management; Investment management fees paid directly by planCode 28 | 232 | $0 | |
Participant communication; Investment advisory (plan); Direct payment from the planCode 27 | 164 | $36,705 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the plan; Other services; Recordkeeping fees; Other feesCode 15 | 121 | $2,837 | |
Other fees; Investment advisory (participants)Code 26 | 40 | $26,009 | |
Investment advisory (plan); Direct payment from the plan; Consulting (general)Code 16 | 28 | $48,040 | |
Sub-transfer agency fees; Investment management fees paid indirectly by planCode 52 | 14 | $0 |
Competitor overlap
Percent of AMERICAN FUNDS's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under AMERICAN FUNDS.
| Sponsor | From | Assets |
|---|---|---|
DELTA AIR LINES, INC.GA · 580218548-004 | FINANCIAL ENGINES | $19.0B |
BOARD OF TRUSTEES OF THE I.A.M. NATIONAL PENSION FUNDDC · 516031295-002 | MITTERA INC | $15.0B |
THE CLEVELAND CLINIC FOUNDATIONOH · 340714585-002 | REGAL INVESTMENT ADVISORS LLC | $9.2B |
SALT RIVER VALLEY WATER USERS ASSOCIATIONAZ · 860053220-335 | CAPITAL GUARDIAN | $2.9B |
OLD DOMINION FREIGHT LINE, INC.NC · 560751714-002 | COWEN & COMPANY LLC | $2.4B |
BATTELLE ENERGY ALLIANCE, LLCID · 680588324-002 | BLACKROCK | $2.1B |
CC SERVICES, INC.IL · 813990245-334 | MIDDLEGROUND CAPITAL | $2.0B |
SOUTHERN CALIFORNIA PIPE TRADES RETIREMENT FUNDCA · 516108443-001 | INDEPENDENT FINANCIAL PARTNERS | $1.6B |
BOARD OF TRUSTEES IRON WORKERS LOCALS 40, 361 & 417 ANNUITY FUNDNY · 237299279-001 | JP MORGAN INVESTMENT MANAGEMENT INC | $1.2B |
LSI CORPORATIONPA · 942712976-003 | WILSHIRE ASSOCIATES INCORPORATED | $922M |
Plans lost in 2024
Appeared last year under AMERICAN FUNDS; not this year.
| Sponsor | To | Assets |
|---|---|---|
U.S. BANCORPMN · 410255900-004 | ALIGHT SOLUTIONS LLC | $10.3B |
BOARD OF TRUSTEES, UFCW NO. CALIFORNIA EMPLOYERS JOINT PENSION PLANCA · 946313554-001 | ALL VALLEY ADMINISTRATORS, LLC | $2.9B |
NATIONAL ROOFING INDUSTRY PENSION FUND WILSON-MCSHANE CORPORATIONMN · 366157071-001 | WITHUMSMITH+BROWN, PC | $2.0B |
ENDEAVOR HEALTHIL · 874520691-001 | SEYFARTH SHAW LLP | $1.9B |
BOARD OF TRUSTEES OF THE S.E.I.U. NATIONAL INDUSTRY PENSION FUNDDC · 526148540-001 | AMALGAMATED | $1.6B |
BOARD OF TRUSTEES OF THE LABORERS NATIONAL PENSION FUNDTX · 751280827-001 | LAW OFFICES OF CARROLL AND SCULLY | $1.5B |
CROWN CASTLE INC.TX · 760470458-001 | MORNINGSTAR | $1.1B |
XCEL ENERGY INC.MN · 410448030-008 | NISA INVESTMENT ADVISORS, LLC | $919M |
LES SCHWAB WAREHOUSE CENTER, LLCOR · 930470437-333 | SILVER POINT CAPITAL, L.P. | $805M |
WIPRO LIMITEDNJ · 980154401-001 | ALIGHT SOLUTIONS LLC | $714M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANYIL · 370533100-001 | $37.7B | 114,467 | $2M | 4y | 1 |
TRUSTEES OF THE NATIONAL ELECTRICAL BENEFIT FUNDMD · 530181657-001 | $20.4B | 693,723 | $2M | 9y | - |
DELTA AIR LINES, INC.GA · 580218548-004 | $19.0B | 112,027 | $48,999 | 1y | 1 |
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATIONVA · 530116145-444 | $16.8B | 80,475 | $819,264 | 10y | 1 |
DELTA AIR LINES, INC.GA · 580218548-014 | $15.9B | 17,776 | $11,905 | 2y | 1 |
BOARD OF TRUSTEES OF THE I.A.M. NATIONAL PENSION FUNDDC · 516031295-002 | $15.0B | 311,750 | $1M | 1y | - |
NATIONAL ELEVATOR INDUSTRY PENSION PLAN PLAN BOARD OF TRUSTEESPA · 232694291-001 | $12.2B | 54,107 | $997,859 | 7y | 1 |
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATIONVA · 530116145-333 | $11.5B | 75,823 | $1M | 4y | - |
CITIGROUP INC.CT · 521568099-020 | $10.0B | 119,922 | $794,940 | 10y | - |
THE CLEVELAND CLINIC FOUNDATIONOH · 340714585-002 | $9.2B | 86,817 | $14,055 | 3y | 1 |
Flag exposure
80.1%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (654)
Raw Schedule C names collapsed into AMERICAN FUNDS.
- 1607 CAPITAL BOND FUND, LP
- 401(K) CAPITAL ADVISORY
- A&M CAPITAL OPPORTUNITIES FUND LP
- ADVANCE ASSET MANAGEMENT ADVISORS,
- ADVANCE BEVERAGE COMPANY, INC.
- ADVANCE CAPITAL GR
- ADVANCE CAPITAL GROUP
- ADVANCE CAPITAL GROUP, INC.
- ADVANCE CAPITAL MANAGEMENT
- ADVANCE CAPITAL MANAGEMENT INC
- ADVANCED ASSET GROUP
- ADVANCED ASSETS GROUP
- ADVANCED ASSETS GROUP, LLC
- ADVANCED BUILDING MAINTENANCE
- ADVANCED BUSINESS SYSTEMS
- ADVANCED CAPITAL GROUP
- ADVANCED CAPITAL GROUP I
- ADVANCED CAPITAL GROUP INC
- ADVANCED CAPITAL GROUP INC.
- ADVANCED CAPITAL GROUP, INC.
- ADVANCED CAPTIAL GROUP
- ADVANCED CORE CONCEPTS LLC DBA ARCT
- ADVANCED FINANCIAL STRATEGISTS, INC
- ADVANCED PAYROLL SOLUTIONS INC
- ADVANCED PENSION DESIGNS, LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for AMERICAN FUNDS's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 35 | 2.24% | 7.76% | -5.52 pp |
| Fidelity bond gap | 82 | 5.26% | 26.94% | -21.68 pp |
| Late contributions | 322 | 20.64% | 1.71% | +18.93 pp |
| Failed to provide benefit | 13 | 0.83% | 0.14% | +0.69 pp |
| Corrective distributions | 287 | 18.40% | 1.76% | +16.64 pp |
| Loss discovered | 2 | 0.13% | 0.00% | +0.13 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with AMERICAN FUNDS. Compare to the incumbent market share (2.3%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-2.3 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).