Filed December 24, 2004 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL6+ years Filed as: KMS FINANCIAL SERVICES INC Service code 26 · EIN 91-0850651 | Advisory (Participants) | $2,375,616 |
JOHNSON WEALTH INC3 years Service code 26 · EIN 72-1559585 | Advisory (Participants) | $1,393,352 |
Filed as: TOTAL INVESTMENT MANAGEMENT IN Service code 26 · EIN 86-0912979 | Advisory (Participants) | $783,628 |
UNITED WEALTH MANAGEMENT6+ years Filed as: UNITED WEALTH MANAGEMENT LLC Service code 26 · EIN 56-2493882 | Advisory (Participants) | $767,537 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Other investmen... | $753,004 |
SOLITUDE FINANCIAL SERVICES6+ years Service code 26 · EIN 45-1579876 | Advisory (Participants) | $716,091 |
EFFICIENT WEALTH MANAGEMENT6+ years Service code 26 · EIN 20-8804041 | Advisory (Participants) | $660,347 |
ACT WEALTH MANAGEMENT LLC6+ years Service code 26 · EIN 27-4100156 | Advisory (Participants) | $620,500 |
PARSONS CAPITAL MGMT LLC6+ years Service code 26 · EIN 23-3087059 | Advisory (Participants) | $573,171 |
Service code 26 · EIN 83-1210875 | Advisory (Participants) | $513,938 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $878,772 | $123,048+614.2% | $81,982+971.9% | $106,273+726.9% |
| Participation rate | 99.4% | 65.1%+34.3pp | 69.3%+30.1pp | 70.8%+28.6pp |
| Annual return | 17.90% | 14.83%+3.1pp | 41.31%-23.4pp | 21.70%-3.8pp |
| Employer contribution / active EE | $33,201 | $3,893+752.9% | $2,498+1228.9% | $2,722+1119.6% |
| Participant deferral / active EE | $15,382 | $4,168+269.1% | $3,722+313.2% | $4,601+234.3% |
| Admin fee / account holder | $1,958 | $116+1583.7% | $5,665-65.4% | $78+2398.2% |