Filed December 24, 2004 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL5+ years Filed as: KMS FINANCIAL SERVICES INC Service code 26 · EIN 91-0850651 | Advisory (Participants) | $2,526,370 |
JOHNSON WEALTH INC2 years Service code 26 · EIN 72-1559585 | Advisory (Participants) | $1,319,682 |
CHARLES SCHWAB & CO., INC.5+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Float rev... | $1,056,246 |
SANDS CAPITAL MANAGEMENT, LLC5+ years Filed as: SANDS CAPITAL MANAGEMENT Service code 28 · EIN 20-2830751 | Investment Management | $1,045,636 |
Filed as: TOTAL INVESTMENT MANAGEMENT IN Service code 26 · EIN 86-0912979 | Advisory (Participants) | $796,633 |
UNITED WEALTH MANAGEMENT5+ years Filed as: UNITED WEALTH MANAGEMENT LLC Service code 26 · EIN 56-2493882 | Advisory (Participants) | $722,703 |
T ROWE PRICE RPS INC2 years Filed as: T ROWE PRICE ASSOCIATES Service code 28 · EIN 52-0556948 | Investment Management | $662,531 |
SOLITUDE FINANCIAL SERVICES5+ years Service code 26 · EIN 45-1579876 | Advisory (Participants) | $651,692 |
ELK CREEK PARTNERS, LLC5+ years Filed as: ELK CREEK PARTNERS LLC Service code 28 · EIN 27-5463196 | Investment Management | $649,649 |
SNYDER CAPITAL MANAGEMENT5+ years Service code 28 · EIN 04-3370184 | Investment Management | $620,203 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $743,289 | $106,734+596.4% | $75,901+879.3% | $89,609+729.5% |
| Participation rate | 99.5% | 65.6%+33.9pp | 69.3%+30.3pp | 69.6%+30.0pp |
| Annual return | 22.53% | 24.20%-1.7pp | 30.76%-8.2pp | 34.56%-12.0pp |
| Employer contribution / active EE | $33,551 | $3,939+751.7% | $2,501+1241.6% | $2,584+1198.3% |
| Participant deferral / active EE | $13,674 | $3,965+244.9% | $3,603+279.5% | $4,220+224.0% |
| Admin fee / account holder | $832 | $80+939.5% | $5,420-84.6% | $72+1062.3% |