Filed December 24, 2004 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
O'HAGAN GROUP INC3 years Service code 26 · EIN 27-5551168 | Advisory (Participants) | $2,469,930 |
JOHNSON WEALTH INC6 years Service code 26 · EIN 72-1559585 | Advisory (Participants) | $1,206,849 |
UNITED WEALTH MANAGEMENT9+ years Filed as: UNITED WEALTH MANAGEMENT LLC Service code 26 · EIN 56-2493882 | Advisory (Participants) | $1,149,937 |
PARSONS CAPITAL MGMT LLC9+ years Service code 26 · EIN 23-3087059 | Advisory (Participants) | $1,095,105 |
SOLITUDE FINANCIAL SERVICES9+ years Service code 26 · EIN 45-1579876 | Advisory (Participants) | $943,477 |
FISHER INVESTMENTS9+ years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $818,308 |
RATIO WEALTH GROUP LLC4 years Service code 26 · EIN 82-3615538 | Advisory (Participants) | $772,011 |
Service code 26 · EIN 83-1210875 | Advisory (Participants) | $719,086 |
Filed as: TOTAL INVESTMENT MANAGEMENT IN Service code 26 · EIN 86-0912979 | Advisory (Participants) | $711,746 |
CHARLES SCHWAB & CO., INC.9+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Other inv... | $633,232 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $741,076 | $119,999+517.6% | $70,544+950.5% | $96,393+668.8% |
| Participation rate | 99.3% | 66.2%+33.1pp | 68.4%+30.9pp | 71.3%+28.0pp |
| Annual return | 20.67% | 20.36%+0.3pp | 32.79%-12.1pp | 22.88%-2.2pp |
| Employer contribution / active EE | $35,829 | $4,602+678.5% | $2,976+1104.1% | $3,239+1006.3% |
| Participant deferral / active EE | $15,859 | $4,604+244.4% | $4,568+247.2% | $5,455+190.7% |
| Admin fee / account holder | $1,150 | $95+1115.1% | $6,427-82.1% | $74+1456.1% |