Filed December 24, 2004 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
ARBOR POINT ADVISORS LLC1 year Service code 26 · EIN 46-1050183 | Advisory (Participants) | $1,798,549 |
JOHNSON WEALTH INC4 years Service code 26 · EIN 72-1559585 | Advisory (Participants) | $1,538,168 |
UNITED WEALTH MANAGEMENT7+ years Filed as: UNITED WEALTH MANAGEMENT LLC Service code 26 · EIN 56-2493882 | Advisory (Participants) | $972,904 |
SOLITUDE FINANCIAL SERVICES7+ years Service code 26 · EIN 45-1579876 | Advisory (Participants) | $895,555 |
PARSONS CAPITAL MGMT LLC7+ years Service code 26 · EIN 23-3087059 | Advisory (Participants) | $890,651 |
Filed as: AVIATOR FINANCIAL CONSULTING LLC Service code 26 · EIN 83-1210875 | Advisory (Participants) | $873,017 |
Filed as: TOTAL INVESTMENT MANAGEMENT INC Service code 26 · EIN 86-0912979 | Advisory (Participants) | $809,795 |
CHARLES SCHWAB & CO., INC.7+ years Service code 33 · EIN 94-1737782 | Float revenue; Direct payment from th... | $762,816 |
ACT WEALTH MANAGEMENT LLC7+ years Service code 26 · EIN 27-4100156 | Advisory (Participants) | $737,262 |
FISHER INVESTMENTS7+ years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $706,047 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $950,755 | $130,338+629.5% | $85,708+1009.3% | $106,520+792.6% |
| Participation rate | 98.4% | 64.6%+33.7pp | 69.9%+28.5pp | 71.3%+27.0pp |
| Annual return | 14.39% | 14.40%0pp | 21.49%-7.1pp | 19.28%-4.9pp |
| Employer contribution / active EE | $31,443 | $3,864+713.8% | $2,618+1101.0% | $2,840+1007.0% |
| Participant deferral / active EE | $14,287 | $4,160+243.4% | $3,922+264.3% | $4,948+188.8% |
| Admin fee / account holder | $2,388 | $114+1997.7% | $6,876-65.3% | $75+3105.2% |