Filed December 24, 2004 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL3+ years Filed as: KMS FINANCIAL SERVICES INC Service code 26 · EIN 91-0850651 | Advisory (Participants) | $2,213,788 |
SANDS CAPITAL MANAGEMENT, LLC3+ years Filed as: SANDS CAPITAL MANAGEMENT Service code 28 · EIN 20-2830751 | Investment Management | $1,515,740 |
ELK CREEK PARTNERS, LLC3+ years Filed as: ELK CREEK PARTNERS LLC Service code 28 · EIN 27-5463196 | Investment Management | $1,306,940 |
SNYDER CAPITAL MANAGEMENT3+ years Service code 28 · EIN 04-3370184 | Investment Management | $1,212,930 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $1,054,606 |
T ROWE PRICE RPS INC3+ years Filed as: T ROWE PRICE Service code 28 · EIN 52-0556948 | Investment Management | $1,001,092 |
NUVEEN3+ years Filed as: NWQ INVESTMENT MANAGEMENT COMPANY L Service code 28 · EIN 47-0875103 | Investment Management | $929,452 |
WESTWOOD TRUST3+ years Filed as: WESTWOOD MANAGEMENT CORP Service code 28 · EIN 13-3160186 | Investment Management | $878,388 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $805,169 |
Filed as: TOTAL INVESTMENT MANAGEMENT IN Service code 26 · EIN 86-0912979 | Advisory (Participants) | $783,590 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $642,560 | $106,972+500.7% | $71,671+796.5% | $80,976+693.5% |
| Participation rate | 99.2% | 64.4%+34.8pp | 68.7%+30.5pp | 68.3%+31.0pp |
| Annual return | 17.11% | 23.84%-6.7pp | 20.65%-3.5pp | 22.91%-5.8pp |
| Employer contribution / active EE | $32,855 | $4,034+714.4% | $2,460+1235.7% | $2,402+1267.7% |
| Participant deferral / active EE | $14,428 | $3,800+279.7% | $3,438+319.7% | $3,848+274.9% |
| Admin fee / account holder | $1,551 | $97+1506.1% | $5,558-72.1% | $67+2198.7% |