Filed December 24, 2004 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1+ years Filed as: KMS FINANCIAL SERVICES INC Service code 26 · EIN 91-0850651 | Advisory (Participants) | $1,685,732 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Float revenue; Shareholder servicing ... | $1,495,503 |
SANDS CAPITAL MANAGEMENT, LLC1+ years Filed as: SANDS CAPITAL MANAGEMENT Service code 28 · EIN 20-2830751 | Investment Management | $1,362,861 |
ELK CREEK PARTNERS, LLC1+ years Filed as: ELK CREEK PARTNERS LLC Service code 28 · EIN 27-5463196 | Investment Management | $1,134,225 |
SNYDER CAPITAL MANAGEMENT1+ years Service code 28 · EIN 04-3370184 | Investment Management | $1,054,116 |
T ROWE PRICE RPS INC1+ years Filed as: T ROWE PRICE Service code 28 · EIN 99-9999999 | Investment Management | $932,089 |
Filed as: TOTAL INVESTMENT MANAGEMENT IN Service code 26 · EIN 86-0912979 | Advisory (Participants) | $834,904 |
NUVEEN1+ years Filed as: NWQ INVESTMENT MANAGEMENT COMPANY L Service code 28 · EIN 47-0875103 | Investment Management | $816,219 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $776,266 |
WESTWOOD TRUST1+ years Filed as: WESTWOOD MANAGEMENT CORP Service code 28 · EIN 13-3160186 | Investment Management | $750,761 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $492,862 | $84,728+481.7% | $60,547+714.0% | $69,651+607.6% |
| Participation rate | 98.9% | 63.7%+35.1pp | 68.0%+30.9pp | 66.6%+32.3pp |
| Annual return | -1.27% | -1.91%+0.6pp | 335.64%-336.9pp | 53.77%-55.0pp |
| Employer contribution / active EE | $28,751 | $3,261+781.7% | $2,419+1088.4% | $2,241+1183.3% |
| Participant deferral / active EE | $11,948 | $3,056+291.0% | $3,328+259.0% | $3,635+228.7% |
| Admin fee / account holder | $912 | $74+1130.8% | $4,536-79.9% | $63+1342.6% |