Filed December 24, 2004 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
O'HAGAN GROUP INC2 years Service code 26 · EIN 27-5551168 | Advisory (Participants) | $2,363,880 |
KEEP SAFE INVESTMENTS LLC8+ years Service code 26 · EIN 46-3191122 | Advisory (Participants) | $1,733,189 |
JOHNSON WEALTH INC5 years Service code 26 · EIN 72-1559585 | Advisory (Participants) | $1,473,270 |
PARSONS CAPITAL MGMT LLC8+ years Service code 26 · EIN 23-3087059 | Advisory (Participants) | $1,067,471 |
UNITED WEALTH MANAGEMENT8+ years Filed as: UNITED WEALTH MANAGEMENT LLC Service code 26 · EIN 56-2493882 | Advisory (Participants) | $1,004,482 |
SOLITUDE FINANCIAL SERVICES8+ years Service code 26 · EIN 45-1579876 | Advisory (Participants) | $935,577 |
FISHER INVESTMENTS8+ years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $814,104 |
Filed as: TOTAL INVESTMENT MANAGEMENT INC Service code 26 · EIN 86-0912979 | Advisory (Participants) | $771,612 |
Filed as: AVIATOR FINANCIAL CONSULTING LLC Service code 26 · EIN 83-1210875 | Advisory (Participants) | $718,435 |
EFFICIENT WEALTH MANAGEMENT2 years Filed as: AVION WEALTH LLC Service code 26 · EIN 20-8804041 | Advisory (Participants) | $699,419 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $688,169 | $96,461+613.4% | $68,808+900.1% | $89,433+669.5% |
| Participation rate | 98.6% | 64.2%+34.4pp | 69.0%+29.5pp | 71.3%+27.3pp |
| Annual return | -18.21% | -13.05%-5.2pp | -6.37%-11.8pp | -11.88%-6.3pp |
| Employer contribution / active EE | $31,848 | $3,671+767.6% | $2,656+1099.2% | $3,021+954.3% |
| Participant deferral / active EE | $14,541 | $4,123+252.7% | $3,942+268.9% | $5,125+183.7% |
| Admin fee / account holder | $2,011 | $102+1874.3% | $4,936-59.3% | $79+2433.4% |