Filed December 24, 2004 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
O'HAGAN GROUP INC2 years Service code 26 · EIN 27-5551168 | Advisory (Participants) | $2,363,880 |
KEEP SAFE INVESTMENTS LLC8+ years Service code 26 · EIN 46-3191122 | Advisory (Participants) | $1,733,189 |
JOHNSON WEALTH INC5 years Service code 26 · EIN 72-1559585 | Advisory (Participants) | $1,473,270 |
PARSONS CAPITAL MGMT LLC8+ years Service code 26 · EIN 23-3087059 | Advisory (Participants) | $1,067,471 |
UNITED WEALTH MANAGEMENT8+ years Filed as: UNITED WEALTH MANAGEMENT LLC Service code 26 · EIN 56-2493882 | Advisory (Participants) | $1,004,482 |
SOLITUDE FINANCIAL SERVICES8+ years Service code 26 · EIN 45-1579876 | Advisory (Participants) | $935,577 |
FISHER INVESTMENTS8+ years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $814,104 |
Filed as: TOTAL INVESTMENT MANAGEMENT INC Service code 26 · EIN 86-0912979 | Advisory (Participants) | $771,612 |
Filed as: AVIATOR FINANCIAL CONSULTING LLC Service code 26 · EIN 83-1210875 | Advisory (Participants) | $718,435 |
EFFICIENT WEALTH MANAGEMENT2 years Filed as: AVION WEALTH LLC Service code 26 · EIN 20-8804041 | Advisory (Participants) | $699,419 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $688,169 | $96,461+613.4% | $68,791+900.4% | $89,394+669.8% |
| Participation rate | 98.6% | 64.2%+34.4pp | 69.0%+29.5pp | 71.3%+27.3pp |
| Annual return | -18.21% | -13.05%-5.2pp | -6.38%-11.8pp | -11.89%-6.3pp |
| Employer contribution / active EE | $31,848 | $3,671+767.6% | $2,655+1099.5% | $3,022+954.0% |
| Participant deferral / active EE | $14,541 | $4,123+252.7% | $3,941+269.0% | $5,123+183.8% |
| Admin fee / account holder | $2,011 | $102+1874.3% | $4,932-59.2% | $79+2432.9% |