Filed December 24, 2004 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
O'HAGAN GROUP INC4 years Service code 26 · EIN 27-5551168 | Advisory (Participants) | $3,524,996 |
UNITED WEALTH MANAGEMENT10+ years Filed as: UNITED WEALTH MANAGEMENT LLC Service code 26 · EIN 56-2493882 | Advisory (Participants) | $1,510,049 |
PARSONS CAPITAL MGMT LLC10+ years Service code 26 · EIN 23-3087059 | Advisory (Participants) | $1,244,124 |
FISHER INVESTMENTS10+ years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $1,076,937 |
SOLITUDE FINANCIAL SERVICES10+ years Service code 26 · EIN 45-1579876 | Advisory (Participants) | $1,069,369 |
OARSMAN CAPITAL INC2 years Service code 26 · EIN 39-2004107 | Advisory (Participants) | $921,776 |
Service code 26 · EIN 83-1210875 | Advisory (Participants) | $912,606 |
SYMPHONY FINANCIAL LTD. CO4 years Service code 26 · EIN 55-0808353 | Advisory (Participants) | $851,293 |
Service code 26 · EIN 27-4826969 | Advisory (Participants) | $757,849 |
CREATIVE PLANNING LLC4 years Service code 26 · EIN 43-1270780 | Advisory (Participants) | $757,292 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $840,747 | $140,910+496.7% | $75,972+1006.6% | $106,382+690.3% |
| Participation rate | 99.2% | 64.1%+35.0pp | 69.1%+30.1pp | 69.9%+29.3pp |
| Annual return | 17.19% | 16.51%+0.7pp | 359.55%-342.4pp | 17.37%-0.2pp |
| Employer contribution / active EE | $42,476 | $5,354+693.3% | $2,685+1482.1% | $3,364+1162.8% |
| Participant deferral / active EE | $17,314 | $5,004+246.0% | $4,255+306.9% | $5,569+210.9% |
| Admin fee / account holder | $1,382 | $117+1077.7% | $6,467-78.6% | $79+1643.9% |