AllianceBernstein
advisor46 known aliases resolved via the canonical alias map
Market position · 2024
Plans served145+4 YoYRank #146 of mapped providers
Assets under administration$139.5B0.2%Market share · rank #99
Fees received$22MMedian $36,732/planSum across Schedule C direct + indirect
Net wins YoY+935 won · 26 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical AllianceBernstein plan look like?
Service mix · median fees per plan
Count of plans where AllianceBernstein ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Soft dollars commissions; Investment management; Investment management fees paid directly by planCode 28 | 76 | $6,152 | |
Investment management fees paid directly by plan; Investment advisory (plan)Code 27 | 49 | $46,292 | |
Soft dollars commissions; Investment management fees paid directly by planCode 51 | 7 | $358,087 | |
Other services; Consulting (general); Consulting fees; Direct payment from the planCode 16 | 4 | $89,738 | |
Trustee (bank, trust company, or similar financial institution); Direct payment from the planCode 21 | 2 | $61,048 | |
Investment advisory (participants)Code 26 | 2 | $35,512 | |
Investment management fees paid indirectly by planCode 52 | 2 | $6,241 | |
Direct payment from the plan; Investment management; Soft dollars commissions; Plan AdministratorCode 14 | 1 | $3,759,793 |
Competitor overlap
Percent of AllianceBernstein's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under AllianceBernstein.
| Sponsor | From | Assets |
|---|---|---|
THE DOW CHEMICAL COMPANYMI · 381285128-001 | Calypso Technology, Inc. | $10.9B |
SOUTHERN CALIFORNIA EDISON COMPANYCA · 951240335-002 | LMCG Investments LLC | $6.4B |
UNION CARBIDE CORPORATION C/O THE DOW CHEMICAL COMPANYMI · 131421730-001 | Calypso Technology, Inc. | $2.2B |
BUCHANAN INGERSOLL & ROONEY PCPA · 251381032-003 | NW Mutual Life Insurance Company | $484M |
DINSMORE & SHOHL LLPOH · 310263070-003 | Mariner Wealth Advisors | $472M |
IBEW LOCAL UNION NO. 99RI · 056049537-002 | MassMutual Life Insurance Company | $179M |
ORTHOPAEDIC & SPINE CENTER OF THE ROCKIES, PCCO · 840593455-001 | Hunter Benefits Consulting Group | $88M |
ROTH CAPITAL PARTNERS, LLCCA · 330947643-001 | Wellspring Financial Partners | $55M |
BERNSTEIN LITOWITZ BERGER & GROSSMANN LLPNY · 133165559-003 | Associated Pension Consultants | $35M |
MARON MARVEL BRADLEY ANDERSON & TARDY LLCDE · 510375264-002 | The MandMarblestone Group LLC | $34M |
Plans lost in 2024
Appeared last year under AllianceBernstein; not this year.
| Sponsor | To | Assets |
|---|---|---|
THE CHARLES SCHWAB CORPORATIONTX · 943025021-002 | Corient Private Wealth LLC | $8.0B |
AETNA INC.CT · 232229683-003 | NISA Investment Advisors | $5.4B |
BOARD OF TRUSTEES OF CARPENTERS PENSION FUND OF ILLINOISIL · 366147396-001 | Chevy Chase Trust Company | $2.1B |
YUM BRANDS, INC.KY · 133951308-003 | WTW | $911M |
ALASKA TEAMSTER EMPLOYER PENSION TRUSTAK · 926003463-024 | Alaska Teamster ESC | $500M |
I.U.O.E. LOCAL 132 PENSION FUNDWV · 556015364-001 | Constangy Brooks Smith & Prophete | $492M |
COX, CASTLE & NICHOLSON LLPCA · 952547124-003 | Milliman | $236M |
OFFICE OF THE COMMISSIONER OF BASEBALLNY · 131665347-008 | SEI Investments | $149M |
MONUMENT HEALTH, INC.SD · 201487506-001 | Von Briesen & Roper, S.C. | $106M |
LC INDUSTRIESNC · 560686307-002 | Principal | $64M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
PFIZER INCNY · 135315170-002 | $22.0B | 57,113 | $3M | 2y | - |
UNITED AIRLINES, INC.IL · 742099724-202 | $16.8B | 20,168 | $575,961 | 6y | 1 |
THE DOW CHEMICAL COMPANYMI · 381285128-001 | $10.9B | 31,955 | $758,452 | 1y | - |
NOKIA OF AMERICA CORPORATIONNJ · 223408857-003 | $9.8B | 24,880 | $440,681 | 10y | - |
TRUSTEES OF UFCW INT'L UNION - INDUSTRY PENSION FUNDIL · 516055922-001 | $8.2B | 204,155 | $465,926 | 9y | - |
JOINT BOARD OF TRUSTEES, BAKERY & CONFECTIONERY UNION & INDUSTRYMD · 526118572-001 | $6.6B | 99,660 | $82,572 | 10y | - |
BOARD OF TRUSTEES OF MID-AMERICA CARPENTERS REGIONAL COUNCIL PENSION FIL · 366130207-001 | $6.4B | 37,623 | $765,355 | 10y | - |
SOUTHERN CALIFORNIA EDISON COMPANYCA · 951240335-002 | $6.4B | 16,852 | $499,236 | 9y | - |
BD OF TRUSTEES, CHICAGO & VICINITY LABORERS' DISTR. COUNCIL PENS FUNDIL · 362514514-002 | $5.2B | 30,331 | $511,240 | 10y | - |
OMNICOM GROUP INC.NY · 131514814-004 | $4.5B | 42,833 | $0 | 8y | 1 |
Flag exposure
89.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (46)
Raw Schedule C names collapsed into AllianceBernstein.
- ADENZA, INC.
- ADEPT HRM SOLUTIONS
- ADEPTUS
- ADERO PARTNERS LLC
- ADG WEALTH MANAGEMENT GROUP LLC
- ADIRONDACK TRADING GROUP LLC
- ADIRONDACK TRANSIT LINES, INC.
- ADKADIOS WEALTH ADVISORS
- ADMIN ADVANTAGE
- ADMIN ASSIST LLC
- ADMIN ATESC
- ALLIANCE BERNSTEIN
- ALLIANCE BERNSTEIN FUND
- ALLIANCE BERNSTEIN FUNDS
- ALLIANCE BERNSTEIN L. P.
- ALLIANCE BERNSTEIN L.P
- ALLIANCE BERNSTEIN L.P.
- ALLIANCE BERNSTEIN LLC
- ALLIANCE BERNSTEIN LP
- ALLIANCE BERNSTEIN, L.P.
- ALLIANCE BERNSTEIN, LLP
- ALLIANCE BERNSTEIN, LP
- ALLIANCE BERNSTIEN
- ALLIANCE BERNSTREIN LP
- ALLIANCE BERSTEIN
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for AllianceBernstein's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 4 | 2.76% | 7.76% | -5.00 pp |
| Fidelity bond gap | 6 | 4.14% | 26.94% | -22.80 pp |
| Late contributions | 25 | 17.24% | 1.71% | +15.53 pp |
| Failed to provide benefit | 1 | 0.69% | 0.14% | +0.55 pp |
| Corrective distributions | 27 | 18.62% | 1.76% | +16.86 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with AllianceBernstein. Compare to the incumbent market share (0.2%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.2 pp vs incumbent
Frequent partners by role
Who else shows up on AllianceBernstein's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| O'Reilly Grosso Gross & Jones PC | 4 | 2.8% |
| Covington & Burling LLP | 3 | 2.1% |
| Reinhart Boerner Van Deuren S.C. | 3 | 2.1% |
| Barlow Coughran Morales & Josephson | 2 | 1.4% |
| Corrente Law Corp | 2 | 1.4% |
| Feinberg Dumont & Brennan | 2 | 1.4% |
| Law Firm of James P Baker | 2 | 1.4% |
| Kraw & Kraw Law Group | 2 | 1.4% |
| McGann Ketterman & Rioux | 2 | 1.4% |
| Reed Smith LLP | 2 | 1.4% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).