Filed August 27, 2013 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.9+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $911,018 |
LCG ASSOCIATES, INC.6 years Filed as: LCG ASSOCIATES INC Service code 28 · EIN 75-1680350 | Investment Management | $75,000 |
WARREN AVERETT, LLC9+ years Service code 10 · EIN 45-4084437 | Accounting | $25,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,263 | $68,330-17.7% | $149,740-62.4% | $96,393-41.6% |
| Participation rate | 54.1% | 74.6%-20.5pp | 78.8%-24.7pp | 71.3%-17.2pp |
| Annual return | 19.04% | 29.64%-10.6pp | 134.51%-115.5pp | 22.88%-3.8pp |
| Employer contribution / active EE | $1,101 | $2,139-48.5% | $4,821-77.2% | $3,239-66.0% |
| Participant deferral / active EE | $3,649 | $4,422-17.5% | $5,683-35.8% | $5,455-33.1% |
| Admin fee / account holder | $38 | $52-26.7% | $13,222-99.7% | $74-48.4% |