Filed August 27, 2013 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.6+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $1,573,496 |
LCG ASSOCIATES, INC.3 years Filed as: LCG ASSOCIATES INC Service code 28 · EIN 75-1680350 | Investment Management | $75,000 |
WARREN AVERETT, LLC6+ years Service code 10 · EIN 45-4084437 | Accounting | $15,000 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.6+ years Service code 52 · EIN 94-1737782 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,843 | $66,513-16.0% | $178,510-68.7% | $106,273-47.5% |
| Participation rate | 54.7% | 73.8%-19.1pp | 81.9%-27.3pp | 70.8%-16.1pp |
| Annual return | 17.47% | 21.81%-4.3pp | 151.13%-133.7pp | 21.70%-4.2pp |
| Employer contribution / active EE | $1,002 | $1,776-43.6% | $5,011-80.0% | $2,722-63.2% |
| Participant deferral / active EE | $3,222 | $3,679-12.4% | $5,202-38.1% | $4,601-30.0% |
| Admin fee / account holder | $72 | $53+35.3% | $13,988-99.5% | $78-7.7% |