Filed August 27, 2013 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $1,596,563 |
LCG ASSOCIATES, INC.1 year Filed as: LCG ASSOCIATES INC Service code 28 · EIN 75-1680350 | Investment Management | $75,000 |
WARREN AVERETT, LLC4+ years Service code 10 · EIN 45-4084437 | Accounting | $22,000 |
Service code 29 · EIN 27-5546855 | Legal | $12,088 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $22 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,008 | $46,969-12.7% | $154,110-73.4% | $73,367-44.1% |
| Participation rate | 52.9% | 72.4%-19.5pp | 83.0%-30.1pp | 69.5%-16.5pp |
| Annual return | -3.55% | 821.68%-825.2pp | 735.22%-738.8pp | 173.45%-177.0pp |
| Employer contribution / active EE | $822 | $1,723-52.3% | $5,298-84.5% | $2,499-67.1% |
| Participant deferral / active EE | $2,787 | $3,162-11.9% | $5,081-45.1% | $4,033-30.9% |
| Admin fee / account holder | $78 | $47+67.1% | $13,412-99.4% | $68+13.9% |