Filed August 27, 2013 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $1,213,653 |
LCG ASSOCIATES, INC.3+ years Service code 28 · EIN 75-1680350 | Investment Management | $75,000 |
WARREN AVERETT, LLC3+ years Service code 10 · EIN 45-4084437 | Accounting | $19,500 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $23 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,080 | $53,684-19.8% | $170,435-74.7% | $80,976-46.8% |
| Participation rate | 51.9% | 69.2%-17.3pp | 83.6%-31.7pp | 68.3%-16.4pp |
| Annual return | 19.21% | 25.97%-6.8pp | 205.94%-186.7pp | 22.91%-3.7pp |
| Employer contribution / active EE | $792 | $1,642-51.8% | $5,432-85.4% | $2,402-67.0% |
| Participant deferral / active EE | $2,556 | $3,017-15.3% | $4,939-48.3% | $3,848-33.6% |
| Admin fee / account holder | $60 | $46+30.0% | $13,881-99.6% | $67-10.6% |