Filed August 27, 2013 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $247,383 |
LCG ASSOCIATES, INC.1+ years Service code 28 · EIN 75-1680350 | Investment Management | $93,750 |
WARREN AVERETT, LLC1+ years Service code 10 · EIN 45-4084437 | Accounting | $18,700 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $15 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.1+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,500 | $46,516-25.8% | $147,618-76.6% | $69,651-50.5% |
| Participation rate | 51.6% | 65.8%-14.2pp | 84.6%-33.0pp | 66.6%-14.9pp |
| Annual return | 1.30% | 9.48%-8.2pp | 61.98%-60.7pp | 53.77%-52.5pp |
| Employer contribution / active EE | $730 | $1,393-47.6% | $5,564-86.9% | $2,241-67.4% |
| Participant deferral / active EE | $2,269 | $2,719-16.6% | $4,895-53.7% | $3,635-37.6% |
| Admin fee / account holder | $17 | $45-61.9% | $11,612-99.9% | $63-73.0% |