Filed August 27, 2013 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.7+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $1,596,932 |
LCG ASSOCIATES, INC.4 years Filed as: LCG ASSOCIATES INC Service code 28 · EIN 75-1680350 | Investment Management | $93,750 |
WARREN AVERETT, LLC7+ years Service code 10 · EIN 45-4084437 | Accounting | $22,500 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.7+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,602 | $68,062-9.5% | $185,854-66.9% | $106,520-42.2% |
| Participation rate | 55.9% | 75.2%-19.3pp | 81.7%-25.8pp | 71.3%-15.4pp |
| Annual return | 16.64% | 18.20%-1.6pp | 122.12%-105.5pp | 19.28%-2.6pp |
| Employer contribution / active EE | $1,110 | $1,997-44.4% | $5,169-78.5% | $2,840-60.9% |
| Participant deferral / active EE | $3,602 | $3,990-9.7% | $5,569-35.3% | $4,948-27.2% |
| Admin fee / account holder | $71 | $53+34.9% | $16,246-99.6% | $75-4.5% |