Filed August 27, 2013 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $1,526,114 |
LCG ASSOCIATES, INC.2 years Filed as: LCG ASSOCIATES INC Service code 28 · EIN 75-1680350 | Investment Management | $75,000 |
WARREN AVERETT, LLC5+ years Service code 10 · EIN 45-4084437 | Accounting | $21,500 |
Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,322 | $58,202-15.3% | $172,757-71.5% | $89,609-45.0% |
| Participation rate | 53.6% | 72.8%-19.2pp | 82.6%-29.0pp | 69.6%-15.9pp |
| Annual return | 23.52% | 61.59%-38.1pp | 803.06%-779.5pp | 33.65%-10.1pp |
| Employer contribution / active EE | $925 | $1,759-47.4% | $5,144-82.0% | $2,584-64.2% |
| Participant deferral / active EE | $2,969 | $3,335-11.0% | $5,198-42.9% | $4,222-29.7% |
| Admin fee / account holder | $73 | $53+38.2% | $13,956-99.5% | $72+1.4% |