Filed August 27, 2013 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.8+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $1,059,918 |
LCG ASSOCIATES, INC.5 years Filed as: LCG ASSOCIATES INC Service code 28 · EIN 75-1680350 | Investment Management | $56,250 |
WARREN AVERETT, LLC8+ years Service code 10 · EIN 63-1239864 | Accounting | $23,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,530 | $83,057-40.4% | $143,801-65.6% | $89,433-44.6% |
| Participation rate | 54.6% | 74.0%-19.4pp | 80.3%-25.7pp | 71.3%-16.7pp |
| Annual return | -16.18% | -13.97%-2.2pp | -0.04%-16.1pp | -11.88%-4.3pp |
| Employer contribution / active EE | $1,124 | $2,095-46.4% | $4,952-77.3% | $3,021-62.8% |
| Participant deferral / active EE | $3,693 | $4,281-13.7% | $5,639-34.5% | $5,125-27.9% |
| Admin fee / account holder | $45 | $83-45.5% | $14,680-99.7% | $79-43.0% |