Filed August 27, 2013 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $424,561 |
LCG ASSOCIATES, INC.2+ years Service code 28 · EIN 75-1680350 | Investment Management | $56,250 |
WARREN AVERETT, LLC2+ years Service code 10 · EIN 45-4084437 | Accounting | $19,000 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $7 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,914 | $49,270-25.1% | $156,551-76.4% | $329,111-88.8% |
| Participation rate | 51.5% | 68.1%-16.7pp | 84.0%-32.5pp | 67.9%-16.4pp |
| Annual return | 7.41% | 23.25%-15.8pp | 32.23%-24.8pp | 16.35%-8.9pp |
| Employer contribution / active EE | $784 | $1,534-48.9% | $5,501-85.8% | $2,303-66.0% |
| Participant deferral / active EE | $2,403 | $2,920-17.7% | $4,871-50.7% | $3,682-34.7% |
| Admin fee / account holder | $24 | $51-53.3% | $13,028-99.8% | $754-96.9% |