Filed August 4, 2006 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MERRILL LYNCH PIERCE FENNER & SMITH11+ years Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $285,608 |
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SERVICES, INC Service code 27 · EIN 13-2638166 | Advisory (Plan) | $125,000 |
ERNST & YOUNG LLP2 years Filed as: ERNST & YOUNG US LLP Service code 10 · EIN 34-6565596 | Accounting | $49,000 |
HAYNES AND BOONE, LLP5 years Filed as: HAYNES AND BOONE LLP Service code 50 · EIN 75-1312888 | Direct Payment | $3,000 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $174,167 | $131,153+32.8% | $101,326+71.9% | $102,872+69.3% |
| Participation rate | 98.3% | 80.8%+17.6pp | 81.5%+16.8pp | 73.0%+25.3pp |
| Annual return | 14.42% | 23.05%-8.6pp | 36.82%-22.4pp | 19.06%-4.6pp |
| Employer contribution / active EE | $1,983 | $3,900-49.2% | $3,665-45.9% | $3,526-43.8% |
| Participant deferral / active EE | $6,185 | $10,801-42.7% | $7,994-22.6% | $5,535+11.7% |
| Admin fee / account holder | $90 | $140-35.4% | $11,185-99.2% | $292-69.1% |