Filed August 4, 2006 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $761,408 |
UBS FINANCIAL SERVICES INC5+ years Filed as: UBS FINANCIAL SERVICES, INC PAYMENT Service code 27 · EIN 13-2638166 | Advisory (Plan) | $143,750 |
ERNST & YOUNG LLP2 years Filed as: ERNST & YOUNG, LLP Service code 50 · EIN 34-6565596 | Direct Payment | $42,000 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $107,171 | $90,629+18.3% | $91,989+16.5% | $82,204+30.4% |
| Participation rate | 81.0% | 84.5%-3.5pp | 78.6%+2.3pp | 73.4%+7.6pp |
| Annual return | 22.47% | 31.50%-9.0pp | 69.02%-46.5pp | 26.31%-3.8pp |
| Employer contribution / active EE | $2,477 | $3,242-23.6% | $3,452-28.2% | $2,707-8.5% |
| Participant deferral / active EE | $4,951 | $5,951-16.8% | $5,923-16.4% | $4,246+16.6% |
| Admin fee / account holder | $78 | $81-3.7% | $7,743-99.0% | $76+3.2% |