Filed August 4, 2006 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $440,370 |
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES, INC Service code 27 · EIN 13-2638166 | Advisory (Plan) | $100,000 |
ERNST & YOUNG LLP9+ years Filed as: ERNST & YOUNG Service code 10 · EIN 34-6565596 | Accounting | $46,000 |
HAYNES AND BOONE, LLP3 years Filed as: HAYNES AND BOONE LLP Service code 50 · EIN 75-1312888 | Direct Payment | $13,379 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $136,461 | $103,918+31.3% | $94,677+44.1% | $80,187+70.2% |
| Participation rate | 99.1% | 85.8%+13.3pp | 80.8%+18.3pp | 72.9%+26.2pp |
| Annual return | 16.92% | 27.77%-10.9pp | 156.95%-140.0pp | 40.40%-23.5pp |
| Employer contribution / active EE | $340 | $3,539-90.4% | $3,673-90.7% | $2,980-88.6% |
| Participant deferral / active EE | $6,091 | $9,528-36.1% | $7,418-17.9% | $5,016+21.4% |
| Admin fee / account holder | $76 | $96-21.0% | $7,222-98.9% | $145-47.4% |