Filed August 4, 2006 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MERRILL LYNCH PIERCE FENNER & SMITH10+ years Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $426,500 |
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES, INC Service code 27 · EIN 13-2638166 | Advisory (Plan) | $75,000 |
ERNST & YOUNG LLP1 year Filed as: ERNST & YOUNG US LLP Service code 10 · EIN 34-6565596 | Accounting | $46,000 |
HAYNES AND BOONE, LLP4 years Filed as: HAYNES AND BOONE LLP Service code 50 · EIN 75-1312888 | Direct Payment | $13,720 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $155,931 | $115,744+34.7% | $100,391+55.3% | $199,593-21.9% |
| Participation rate | 97.4% | 85.7%+11.7pp | 81.5%+15.9pp | 72.0%+25.4pp |
| Annual return | 13.91% | 17.79%-3.9pp | 49.20%-35.3pp | 34.25%-20.3pp |
| Employer contribution / active EE | $1,986 | $3,657-45.7% | $3,942-49.6% | $3,034-34.5% |
| Participant deferral / active EE | $10,635 | $9,844+8.0% | $8,082+31.6% | $5,087+109.1% |
| Admin fee / account holder | $99 | $93+6.7% | $7,899-98.7% | $269-63.1% |