Filed August 4, 2006 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $312,966 |
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES, INC PAYMENT Service code 70 · EIN 13-2638166 | Consulting Fees | $119,084 |
ERNST & YOUNG LLP3+ years Filed as: ERNST & YOUNG Service code 10 · EIN 34-6565596 | Accounting | $39,000 |
Plan reported corrective distributions (failed ADP/ACP testing).
Plan reported the discovery of a loss from fraud or dishonesty.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $103,787 | $104,862-1.0% | $90,160+15.1% | $80,976+28.2% |
| Participation rate | 80.0% | 78.9%+1.1pp | 76.9%+3.2pp | 68.3%+11.8pp |
| Annual return | 17.30% | 20.18%-2.9pp | 34.88%-17.6pp | 22.91%-5.6pp |
| Employer contribution / active EE | $1,916 | $2,724-29.7% | $3,318-42.2% | $2,402-20.2% |
| Participant deferral / active EE | $3,754 | $6,098-38.4% | $5,288-29.0% | $3,848-2.4% |
| Admin fee / account holder | $41 | $76-46.3% | $5,943-99.3% | $67-39.3% |