Filed August 4, 2006 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $777,998 |
UBS FINANCIAL SERVICES INC4+ years Filed as: UBS FINANCIAL SERVICES, INC PAYMENT Service code 70 · EIN 13-2638166 | Consulting Fees | $115,000 |
ERNST & YOUNG LLP1 year Filed as: ERNST & YOUNG, LLP Service code 10 · EIN 34-6565596 | Accounting | $40,000 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $86,752 | $94,115-7.8% | $83,333+4.1% | $73,367+18.2% |
| Participation rate | 83.5% | 83.7%-0.2pp | 77.8%+5.8pp | 69.5%+14.1pp |
| Annual return | -0.89% | -6.12%+5.2pp | 10.63%-11.5pp | 173.45%-174.3pp |
| Employer contribution / active EE | $2,310 | $2,931-21.2% | $3,379-31.6% | $2,499-7.6% |
| Participant deferral / active EE | $4,561 | $6,759-32.5% | $5,565-18.0% | $4,033+13.1% |
| Admin fee / account holder | $72 | $75-4.8% | $7,510-99.0% | $68+4.6% |