Filed August 4, 2006 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $682,267 |
UBS FINANCIAL SERVICES INC6+ years Filed as: UBS FINANCIAL SERVICES, INC PAYMENT Service code 27 · EIN 13-2638166 | Advisory (Plan) | $86,250 |
ERNST & YOUNG LLP3 years Filed as: ERNST & YOUNG, LLP Service code 10 · EIN 34-6565596 | Accounting | $42,000 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $116,721 | $103,430+12.8% | $100,516+16.1% | $93,223+25.2% |
| Participation rate | 78.8% | 84.3%-5.4pp | 79.4%-0.6pp | 74.9%+3.9pp |
| Annual return | 11.48% | 24.60%-13.1pp | 30.89%-19.4pp | 19.29%-7.8pp |
| Employer contribution / active EE | $1,839 | $3,129-41.2% | $3,418-46.2% | $2,680-31.4% |
| Participant deferral / active EE | $4,784 | $6,375-25.0% | $6,270-23.7% | $4,563+4.8% |
| Admin fee / account holder | $76 | $85-10.0% | $8,081-99.1% | $79-3.9% |