Filed March 8, 2002 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Recordkee... | $1,330,201 |
Filed as: LOCKTON INVESTMENT ADVISORS LLC Service code 16 · EIN 20-8874282 | Consulting | $69,800 |
SB & COMPANY, LLC6 years Service code 10 · EIN 20-2153727 | Accounting | $33,050 |
NATIONAL FINANCIAL SERVICES7 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,646 | $83,057-54.7% | $143,801-73.8% | $89,433-57.9% |
| Participation rate | 93.4% | 74.0%+19.3pp | 80.3%+13.1pp | 71.3%+22.1pp |
| Annual return | -13.08% | -13.97%+0.9pp | -0.04%-13.0pp | -11.88%-1.2pp |
| Employer contribution / active EE | $1,482 | $2,095-29.3% | $4,952-70.1% | $3,021-50.9% |
| Participant deferral / active EE | $5,637 | $4,281+31.7% | $5,6390% | $5,125+10.0% |
| Admin fee / account holder | $44 | $83-46.4% | $14,680-99.7% | $79-44.0% |