Filed March 8, 2002 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Claims ... | $1,242,621 |
Filed as: LOCKTON INVESTMENT ADVISORS LLC Service code 16 · EIN 20-8874282 | Consulting | $90,709 |
SB & COMPANY, LLC1 year Service code 10 · EIN 20-2153727 | Accounting | $28,665 |
NATIONAL FINANCIAL SERVICES2 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,814 | $53,684-35.1% | $170,442-79.6% | $80,976-57.0% |
| Participation rate | 88.5% | 69.2%+19.3pp | 83.6%+4.9pp | 68.3%+20.2pp |
| Annual return | 13.55% | 25.97%-12.4pp | 205.93%-192.4pp | 22.91%-9.4pp |
| Employer contribution / active EE | $337 | $1,642-79.5% | $5,433-93.8% | $2,402-86.0% |
| Participant deferral / active EE | $3,935 | $3,017+30.4% | $4,939-20.3% | $3,848+2.2% |
| Admin fee / account holder | $63 | $46+36.9% | $13,880-99.5% | $67-5.9% |