LOCKTON INVESTMENT ADVISORS, LLC
149 known aliases resolved via the canonical alias map
Market position · 2024
Plans served42-92 YoYRank #394 of mapped providers
Assets under administration$42.1B0.1%Market share · rank #361
Fees received$4MMedian $31,573/planSum across Schedule C direct + indirect
Net wins YoY-9110 won · 101 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical LOCKTON INVESTMENT ADVISORS, LLC plan look like?
Service mix · median fees per plan
Count of plans where LOCKTON INVESTMENT ADVISORS, LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (plan); Investment management fees paid directly by planCode 27 | 15 | $41,916 | |
Investment advisory (plan); Investment advisory (participants); Investment management fees paid directly by plan; Other feesCode 26 | 6 | $31,226 | |
Shareholder servicing fees; Investment managementCode 28 | 6 | $22,660 | |
Insurance brokerage commissions and fees; Insurance agents and brokers; Insurance servicesCode 22 | 4 | $708,173 | |
Other services; Other feesCode 49 | 4 | $25,250 | |
Investment advisory (plan); Other fees; Direct payment from the plan; Consulting (general)Code 16 | 3 | $44,670 | |
Consulting feesCode 70 | 2 | $51,356 | |
Insurance servicesCode 23 | 1 | $14,500 |
Competitor overlap
Percent of LOCKTON INVESTMENT ADVISORS, LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under LOCKTON INVESTMENT ADVISORS, LLC.
| Sponsor | From | Assets |
|---|---|---|
J.B. HUNT TRANSPORT SERVICES, INC.AR · 710335111-001 | MERRILL LYNCH PIERCE FENNER & SMITH | $1.4B |
ONESKY, LLCOH · 320409140-001 | VOYA RETIREMENT INSURANCE & ANNUITY | $502M |
NEWPORT GROUP, INC.CA · 272037969-016 | RSM US LLP | $431M |
1ST SOURCE CORPORATIONIN · 351068133-003 | ASCENSUS LLC | $268M |
PROS, INC.TX · 455498401-001 | LJ MOSBY, P.C. | $219M |
MILES & STOCKBRIDGE P.C.MD · 521852131-001 | CREATIVE PLANNING LLC | $195M |
COPART, INC.TX · 942867490-001 | VOYA RETIREMENT INSURANCE & ANNUITY | $134M |
ELIOR, INC.NC · 262223480-001 | PRINCIPAL LIFE INSURANCE COMPANY | $102M |
SAFEBUILT, LLCCO · 205281305-001 | CREATIVE PLANNING LLC | $85M |
ESTIS COMPRESSION, LLCTX · 010713493-001 | NATIONWIDE | $8M |
Plans lost in 2024
Appeared last year under LOCKTON INVESTMENT ADVISORS, LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
SHAW INDUSTRIES GROUP, INC.GA · 581032521-002 | GREAT-WEST LIFE & ANNUITY INSURANCE | $1.6B |
KONICA MINOLTA BUSINESS SOLUTIONS U.S.A., INC.NJ · 131921089-003 | WITHUMSMITH+BROWN, PC | $1.1B |
BARRY-WEHMILLER COMPANIES, INC.MO · 430172560-002 | ANDERS MINKLER HUBER & HELM LLP | $908M |
RADIOLOGY PARTNERS, INC.CA · 461413340-003 | CREATIVE PLANNING LLC | $843M |
PLAN PROFESSIONALS, LLCNJ · 853213245-334 | PSK LLP | $567M |
SOLENIS, LLCDE · 465612095-001 | CREATIVE PLANNING LLC | $430M |
BCD TRAVEL USA LLCGA · 582308827-001 | STRATEGIC ADVISORS, INC. | $409M |
MANHATTAN ASSOCIATESGA · 582373424-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $400M |
RADIOLOGY PARTNERS INCCA · 461413340-001 | WEALTH ENHANCEMENT ADVISORY SE | $359M |
REV GROUP, INC.WI · 263013415-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $337M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATIONVA · 530116145-444 | $16.8B | 80,475 | $869,500 | 9y | 1 |
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATIONVA · 530116145-333 | $11.5B | 75,823 | $546,845 | 9y | - |
BOARD OF DIRECTORS, MOTION PICTURE INDUSTRY PENSIONCA · 951810805-001 | $5.9B | 103,919 | $875,727 | 10y | - |
J.B. HUNT TRANSPORT SERVICES, INC.AR · 710335111-001 | $1.4B | 38,485 | $30,000 | 9y | - |
PIONEER NATURAL RESOURCES USA, INC.TX · 752516853-001 | $850M | 3,340 | $147,821 | 10y | 1 |
SAFRAN USA, INC.TX · 510282961-001 | $598M | 7,645 | $83,350 | 10y | - |
ONESKY, LLCOH · 320409140-001 | $502M | 4,688 | $31,783 | 4y | 1 |
SCHENKER, INCVA · 135619239-002 | $465M | 11,491 | $93,000 | 4y | 2 |
NEWPORT GROUP, INC.CA · 272037969-016 | $431M | 26,638 | $30,864 | 1y | 2 |
ALLETE, INC. & AFFILIATED COMPANIESMN · 410418150-005 | $422M | 1,700 | $69,362 | 3y | - |
Flag exposure
92.9%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (149)
Raw Schedule C names collapsed into LOCKTON INVESTMENT ADVISORS, LLC.
- CREATIVE PL DEPT LOCKTON RETIRE SVC
- CREATIVE PLANNING - LOCKTON RETIREM
- CREATIVE PLANNING LOCKTON RETIREMEN
- CREATIVE PLANNING, LOCKTON RETIREME
- CREATIVE PLANNING, SEPT LOCKTON RET
- CREATIVE PLANNING-LOCKTON RET SVCS
- CREATIVE PLANNING/LOCKTON
- FOUNDER SERIES OF LOCKTON COMPANIE
- FS SERIES TRUST
- KANSAS CITY SERIES OF LOCKTON CO
- KANSAS CITY SERIES OF LOCKTON CO'S
- KANSAS CITY SERIES OF LOCKTON COMP
- KC SERIES LOCKTON COMPANIES, LLC
- KC SERIES OF LOCKTON COMPANIES
- LLC LOCKTON INVESTMENT ADVISOR
- LOCKON-DUNNING SERIES
- LOCKTN INVESTMENT ADVISORS, LLC
- LOCKTON
- LOCKTON ADVISORS
- LOCKTON BENEFIT COMPANY
- LOCKTON COMPAINES
- LOCKTON COMPANIES
- LOCKTON COMPANIES LLC
- LOCKTON COMPANIES, LLC
- LOCKTON COMPANIES, LLC - PACIFIC SE
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for LOCKTON INVESTMENT ADVISORS, LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 1 | 2.38% | 26.94% | -24.56 pp |
| Late contributions | 14 | 33.33% | 1.71% | +31.62 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 18 | 42.86% | 1.76% | +41.10 pp |
| Loss discovered | 1 | 2.38% | 0.00% | +2.38 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with LOCKTON INVESTMENT ADVISORS, LLC. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).