Filed March 8, 2002 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Recordkeep... | $1,428,626 |
Filed as: LOCKTON INVESTMENT ADVISORS LLC Service code 16 · EIN 20-8874282 | Consulting | $86,300 |
SB & COMPANY, LLC1 year Filed as: SB & COMPANY LLC Service code 10 · EIN 20-2153727 | Accounting | $42,250 |
NATIONAL FINANCIAL SERVICES6 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Opinion is qualified - a specific issue limited the scope or accuracy of the audit.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,894 | $68,062-34.0% | $185,854-75.8% | $106,520-57.9% |
| Participation rate | 93.3% | 75.2%+18.1pp | 81.7%+11.6pp | 71.3%+22.0pp |
| Annual return | 12.28% | 18.20%-5.9pp | 122.12%-109.8pp | 19.28%-7.0pp |
| Employer contribution / active EE | $600 | $1,997-70.0% | $5,169-88.4% | $2,840-78.9% |
| Participant deferral / active EE | $5,331 | $3,990+33.6% | $5,569-4.3% | $4,948+7.7% |
| Admin fee / account holder | $52 | $53-1.8% | $16,246-99.7% | $75-30.5% |