Filed March 8, 2002 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Float reve... | $1,417,466 |
CREATIVE PLANNING LLC1 year Filed as: CREATIVE PLANNING, LLC Service code 16 · EIN 43-1270780 | Consulting | $55,275 |
SB & COMPANY, LLC7 years Service code 10 · EIN 20-2153727 | Accounting | $24,500 |
NATIONAL FINANCIAL SERVICES8 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,608 | $68,330-37.6% | $149,740-71.5% | $96,393-55.8% |
| Participation rate | 92.6% | 74.6%+18.0pp | 78.8%+13.8pp | 71.3%+21.3pp |
| Annual return | 15.21% | 29.64%-14.4pp | 134.51%-119.3pp | 22.88%-7.7pp |
| Employer contribution / active EE | $1,793 | $2,139-16.2% | $4,821-62.8% | $3,239-44.6% |
| Participant deferral / active EE | $5,866 | $4,422+32.7% | $5,683+3.2% | $5,455+7.5% |
| Admin fee / account holder | $44 | $52-15.3% | $13,222-99.7% | $74-40.4% |