Filed March 8, 2002 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Participa... | $1,569,326 |
Filed as: LOCKTON INVESTMENT ADVISORS LLC Service code 16 · EIN 20-8874282 | Consulting | $72,600 |
SB & COMPANY, LLC3 years Service code 10 · EIN 20-2153727 | Accounting | $30,580 |
NATIONAL FINANCIAL SERVICES4 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,093 | $58,202-34.5% | $172,757-77.9% | $89,609-57.5% |
| Participation rate | 92.2% | 72.8%+19.4pp | 82.6%+9.6pp | 69.6%+22.7pp |
| Annual return | 18.23% | 61.59%-43.4pp | 803.06%-784.8pp | 33.65%-15.4pp |
| Employer contribution / active EE | $902 | $1,759-48.7% | $5,144-82.5% | $2,584-65.1% |
| Participant deferral / active EE | $4,672 | $3,335+40.1% | $5,198-10.1% | $4,222+10.7% |
| Admin fee / account holder | $62 | $53+18.2% | $13,956-99.6% | $72-13.2% |