Lockton
advisor17 known aliases resolved via the canonical alias map
Market position · 2024
Plans served7-3 YoYRank #2037 of mapped providers
Assets under administration$33.4B0.0%Market share · rank #444
Fees received$2MMedian $33,350/planSum across Schedule C direct + indirect
Net wins YoY-30 won · 3 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Lockton plan look like?
Service mix · median fees per plan
Count of plans where Lockton ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Insurance agents and brokers; Direct payment from the planCode 22 | 3 | $546,845 | |
Insurance servicesCode 23 | 1 | $14,500 | |
Investment management; Direct payment from the planCode 28 | 1 | $33,350 | |
Employee (plan); Direct payment from the planCode 30 | 1 | $83,794 | |
Consulting feesCode 70 | 1 | $31,711 |
Competitor overlap
Percent of Lockton's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Lockton.
| Sponsor | From | Assets |
|---|
Plans lost in 2024
Appeared last year under Lockton; not this year.
| Sponsor | To | Assets |
|---|---|---|
UTILITY SERVICE CO., INC.GA · 581920989-001 | OneDigital | $23M |
THE W.W. WILLIAMS COMPANY, LLCOH · 813158413-001 | Creative Planning | $9M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATIONVA · 530116145-444 | $16.8B | 80,475 | $869,500 | 9y | 1 |
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATIONVA · 530116145-333 | $11.5B | 75,823 | $546,845 | 9y | - |
BOARD OF DIRECTORS PRODUCER-WRITERS GUILD OF AMERICA PENSION PLANCA · 952216351-001 | $4.7B | 20,228 | $83,794 | 6y | - |
ETHAN ALLEN GLOBAL, INC.CT · 202991357-003 | $230M | 3,320 | $31,435 | 4y | 1 |
THE MANITOWOC COMPANY, INC.WI · 390448110-022 | $85M | 1,589 | $14,500 | 3y | - |
ATLANTICUS HOLDINGS CORPORATIONGA · 582336689-001 | $57M | 520 | $31,711 | 3y | 1 |
CURALEAF, INC.CT · 273631491-001 | $18M | 5,465 | $33,350 | 2y | 2 |
Flag exposure
100.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (17)
Raw Schedule C names collapsed into Lockton.
- EMPLOYEE 512
- EMPLOYEE 514
- EMPLOYEE 5147
- EMPLOYEE 524
- LOCKTO
- LOCKTON
- LOCKTON BENEFIT COMPANY
- LOCKTON COMPAINES
- LOCKTON COMPANIES
- LOCKTON COMPANIES LLC
- LOCKTON COMPANIES, LLC
- LOCKTON COMPANIES, LLC - PACIFIC SE
- LOCKTON COMPANIES,LLC
- LOCKTON COMPANY
- LOCKTON INSURANCE BR
- LOCKTON LLC
- SOUTHEAST SERIES OF LOCKTON LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Lockton's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 2 | 28.57% | 1.71% | +26.86 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 3 | 42.86% | 1.76% | +41.10 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Lockton. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Lockton's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Groom Law Group, Chartered | 2 | 28.6% |
| Thompson Hine | 2 | 28.6% |
| Harter Secrest & Emery LLP | 1 | 14.3% |
| Kraw & Kraw Law Group | 1 | 14.3% |
| LMHS PC | 1 | 14.3% |
| LOCKE LORD LLP | 1 | 14.3% |
| Proskauer Rose LLP | 1 | 14.3% |
| Stevens & Lee | 1 | 14.3% |
| Willkie Farr & Gallagher LLP | 1 | 14.3% |