Filed March 8, 2002 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant communication; Distributi... | $1,411,865 |
Filed as: LOCKTON INVESTMENT ADVISORS LLC Service code 16 · EIN 20-8874282 | Consulting | $71,900 |
SB & COMPANY, LLC2 years Service code 10 · EIN 20-2153727 | Accounting | $25,020 |
NATIONAL FINANCIAL SERVICES3 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,062 | $46,969-29.6% | $154,110-78.5% | $73,367-54.9% |
| Participation rate | 76.6% | 72.4%+4.2pp | 83.0%-6.4pp | 69.5%+7.1pp |
| Annual return | -3.38% | 821.68%-825.1pp | 735.22%-738.6pp | 173.45%-176.8pp |
| Employer contribution / active EE | $578 | $1,723-66.5% | $5,298-89.1% | $2,499-76.9% |
| Participant deferral / active EE | $3,668 | $3,162+16.0% | $5,081-27.8% | $4,033-9.0% |
| Admin fee / account holder | $65 | $47+39.9% | $13,412-99.5% | $68-4.7% |