Filed March 8, 2002 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Direct pa... | $2,175,865 |
Filed as: LOCKTON INVESTMENT ADVISORS LLC Service code 16 · EIN 20-8874282 | Consulting | $54,600 |
SB & COMPANY, LLC4 years Service code 10 · EIN 20-2153727 | Accounting | $13,900 |
NATIONAL FINANCIAL SERVICES5 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,292 | $66,513-36.4% | $178,510-76.3% | $106,273-60.2% |
| Participation rate | 93.8% | 73.8%+20.0pp | 81.9%+11.8pp | 70.8%+23.0pp |
| Annual return | 13.55% | 21.81%-8.3pp | 151.13%-137.6pp | 21.70%-8.1pp |
| Employer contribution / active EE | $501 | $1,776-71.8% | $5,011-90.0% | $2,722-81.6% |
| Participant deferral / active EE | $4,994 | $3,679+35.7% | $5,202-4.0% | $4,601+8.5% |
| Admin fee / account holder | $61 | $53+14.7% | $13,988-99.6% | $78-21.8% |