Filed March 8, 2002 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Sales loa... | $22,172 |
SB & COMPANY, LLC1 year Filed as: SB & COMPANY Service code 10 · EIN 20-2153727 | Accounting | $9,180 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,119 | $50,919-60.5% | $155,556-87.1% | $77,762-74.1% |
| Participation rate | 100.0% | 63.1%+36.9pp | 78.2%+21.8pp | 70.6%+29.4pp |
| Annual return | 15.95% | 34.84%-18.9pp | 64.84%-48.9pp | 31.27%-15.3pp |
| Employer contribution / active EE | $1,736 | $1,991-12.8% | $4,675-62.9% | $2,728-36.4% |
| Participant deferral / active EE | $3,988 | $2,824+41.2% | $5,631-29.2% | $4,651-14.2% |
| Admin fee / account holder | $57 | $437-86.9% | $15,885-99.6% | $433-86.7% |