Filed March 8, 2002 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Distribution (... | $1,636,060 |
CREATIVE PLANNING LLC2 years Filed as: CREATIVE PLANNING, LLC Service code 16 · EIN 43-1270780 | Consulting | $92,330 |
SB & COMPANY, LLC8 years Service code 10 · EIN 20-2153727 | Accounting | $24,990 |
NATIONAL FINANCIAL SERVICES9 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,350 | $73,283-32.7% | $155,556-68.3% | $106,553-53.7% |
| Participation rate | 90.8% | 73.3%+17.6pp | 78.2%+12.6pp | 69.8%+21.0pp |
| Annual return | 12.50% | 15.76%-3.3pp | 64.84%-52.3pp | 17.37%-4.9pp |
| Employer contribution / active EE | $2,252 | $2,241+0.5% | $4,675-51.8% | $3,359-33.0% |
| Participant deferral / active EE | $6,356 | $4,567+39.2% | $5,631+12.9% | $5,562+14.3% |
| Admin fee / account holder | $52 | $56-7.8% | $15,885-99.7% | $80-35.3% |