Filed March 8, 2002 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $1,636,060 |
CREATIVE PLANNING LLC2 years Filed as: CREATIVE PLANNING, LLC Service code 16 · EIN 43-1270780 | Consulting | $92,330 |
SB & COMPANY, LLC8 years Service code 10 · EIN 20-2153727 | Accounting | $24,990 |
NATIONAL FINANCIAL SERVICES9 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,350 | $73,283-32.7% | $155,534-68.3% | $106,553-53.7% |
| Participation rate | 90.8% | 73.3%+17.6pp | 78.2%+12.6pp | 69.8%+21.0pp |
| Annual return | 12.50% | 15.76%-3.3pp | 64.92%-52.4pp | 17.37%-4.9pp |
| Employer contribution / active EE | $2,252 | $2,241+0.5% | $4,675-51.8% | $3,359-33.0% |
| Participant deferral / active EE | $6,356 | $4,567+39.2% | $5,630+12.9% | $5,562+14.3% |
| Admin fee / account holder | $52 | $56-7.8% | $15,900-99.7% | $80-35.3% |