NATIONAL FINANCIAL SERVICES
13 known aliases resolved via the canonical alias map
Market position · 2024
Plans served679-71 YoYRank #45 of mapped providers
Assets under administration$113.9B0.1%Market share · rank #122
Fees received$306,567Median $0/planSum across Schedule C direct + indirect
Net wins YoY-6749 won · 116 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical NATIONAL FINANCIAL SERVICES plan look like?
Service mix · median fees per plan
Count of plans where NATIONAL FINANCIAL SERVICES ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Securities brokerage; Securities brokerage commissions and feesCode 33 | 634 | $0 | |
Finders' fees / placement feesCode 61 | 16 | $0 | |
Investment advisory (plan); Trustee (bank, trust company, or similar financial institution); Direct payment from the plan; Custodial (securities)Code 19 | 14 | $10,194 | |
Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the planCode 15 | 9 | $0 | |
Custodial (securities); Contract AdministratorCode 13 | 2 | $32,729 | |
Investment advisory (plan)Code 27 | 1 | $18,980 | |
Investment management fees paid directly by planCode 51 | 1 | $20,078 | |
Other commissionsCode 55 | 1 | $0 |
Competitor overlap
Percent of NATIONAL FINANCIAL SERVICES's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under NATIONAL FINANCIAL SERVICES.
| Sponsor | From | Assets |
|---|---|---|
LIFEPOINT HEALTH, INC.TN · 270500485-001 | PRUDENTIAL RETIREMENT INSURANCE AND | $2.6B |
NEBRASKA MEDICINENE · 911858433-004 | AMERICA FIRST INVESTMENT ADVISORS | $919M |
H. LEE MOFFITT CANCER CENTERFL · 592451713-002 | MILLIMAN, INC. | $505M |
CWGS GROUP, LLCIL · 463759013-001 | CHARLES SCHWAB & CO., INC. | $342M |
MANNINGTON MILLS, INC.NJ · 210506420-006 | PRUDENTIAL RETIREMENT INSURANCE AND | $211M |
ARCHBOLD MEDICAL CENTER, INC.GA · 580566121-002 | TRANSAMERICA RETIREMENT SOLUTIONS | $206M |
CACHE CREEK CASINO RESORTCA · 930893432-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $127M |
APEX COMPANIES, LLCMD · 521562320-001 | CETERA ADVISOR NETWORKS LLC | $112M |
WHITE RIVER HEALTH SYSTEM, INC.AR · 710411459-001 | EDWARD JONES | $105M |
AHF, LLC DBA AHF PRODUCTSPA · 620435299-001 | PRINCIPAL LIFE INSURANCE COMPANY | $101M |
Plans lost in 2024
Appeared last year under NATIONAL FINANCIAL SERVICES; not this year.
| Sponsor | To | Assets |
|---|---|---|
THE NEW YORK-PRESBYTERIAN HOSPITALNY · 133957095-004 | TIAA | $4.1B |
MUFG BANK, LTDNY · 135611741-015 | GREAT-WEST LIFE & ANNUITY INSURANCE | $2.9B |
SAVANNAH RIVER NUCLEAR SOLUTIONS SOLUTIONS, LLCSC · 320255508-334 | QDRO CONSULTANTS COMPANY, LLC | $2.5B |
PRIME HEALTHCARE SERVICES, INC.CA · 330943449-001 | TRANSAMERICA RETIREMENT SOLUTIONS | $1.6B |
BARRY-WEHMILLER COMPANIES, INC.MO · 430172560-002 | ANDERS MINKLER HUBER & HELM LLP | $908M |
BILLERUD AMERICAS CORPOH · 753217389-005 | CLARK, SCHAEFER, HACKETT & CO. | $876M |
KS MANAGEMENT SERVICES, L.L.C.MN · 760602862-002 | BAKER TILLY US, LLP | $661M |
SPRINGFIELD CLINIC, LLPIL · 370701328-003 | GREAT-WEST LIFE & ANNUITY INSURANCE | $442M |
TRINET USA, INC.FL · 320480267-006 | T ROWE PRICE RPS INC | $375M |
THE INFIRMARY HEALTH SYSTEM, INC.AL · 630841123-003 | GREAT-WEST LIFE & ANNUITY INSURANCE | $336M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
NORTHWELL HEALTH, INC.NY · 113418133-003 | $10.9B | 65,962 | $0 | 7y | - |
WAKE FOREST UNIVERSITY BAPTIST MEDICAL CENTERNC · 510190238-002 | $3.6B | 35,237 | $0 | 10y | 1 |
WELLSTAR HEALTH SYSTEM, INC.GA · 581649541-002 | $2.8B | 48,753 | $0 | 11y | 2 |
BAPTIST HEALTH SOUTH FLORIDA, INC.FL · 650267668-002 | $2.7B | 35,472 | $0 | 10y | 1 |
THE MEDICAL COLLEGE OF WISCONSIN, INC.WI · 390806261-001 | $2.6B | 9,960 | $0 | 9y | 1 |
LIFEPOINT HEALTH, INC.TN · 270500485-001 | $2.6B | 68,144 | $0 | 1y | 1 |
JOHNS HOPKINS HEALTH SYSTEM CORPORATIONMD · 521465301-001 | $1.7B | 35,764 | $0 | 9y | 1 |
VOLVO GROUP NORTH AMERICA, LLCNC · 582431188-008 | $1.5B | 7,644 | $0 | 8y | 1 |
WAKEMEDNC · 566017737-002 | $1.4B | 15,820 | $0 | 6y | 1 |
THE NEMOURS FOUNDATIONFL · 590634433-002 | $1.3B | 16,384 | $0 | 10y | 1 |
Flag exposure
76.3%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (13)
Raw Schedule C names collapsed into NATIONAL FINANCIAL SERVICES.
- CG FINANCIAL
- CG FINANCIAL SERVICES
- NATIOANL FINANCIAL SERVICES, LLC
- NATIONAL FINANCIAL SERVICES
- NATIONAL FINANCIAL SERVICES 04-3523
- NATIONAL FINANCIAL SERVICES LC
- NATIONAL FINANCIAL SERVICES LL
- NATIONAL FINANCIAL SERVICES LLC
- NATIONAL FINANCIAL SERVICES LLS
- NATIONAL FINANCIAL SERVICES, INC
- NATIONAL FINANCIAL SERVICES, INC.
- NATIONAL FINANCIAL SERVICES, LLC
- NATIONAL SERVICES FINANCIAL LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for NATIONAL FINANCIAL SERVICES's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 22 | 3.24% | 7.76% | -4.52 pp |
| Fidelity bond gap | 4 | 0.59% | 26.94% | -26.35 pp |
| Late contributions | 152 | 22.39% | 1.71% | +20.67 pp |
| Failed to provide benefit | 1 | 0.15% | 0.14% | 0.01 pp |
| Corrective distributions | 171 | 25.18% | 1.76% | +23.43 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with NATIONAL FINANCIAL SERVICES. Compare to the incumbent market share (1.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-1.0 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).