| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIDELITY INVESTMENTS Service code 37 · EIN 04-2647786 | Loan Processing | $11,108,495 |
WILLIS TOWERS WATSON US LLC9 years Filed as: TOWERS WATSON DELAWARE INC. Service code 11 · EIN 53-0181291 | Actuarial | $10,305,311 |
IBM10+ years Service code 15 · EIN 13-0871985 | Recordkeeping | $5,948,231 |
NISA INVESTMENT ADVISORS, LLC10+ years Filed as: NISA INVESTMENT ADVISORS Service code 51 · EIN 48-1140940 | Investment Mgmt Fees | $3,992,785 |
NORTHERN TRUST COMPANY10+ years Service code 51 · EIN 36-1561860 | Investment Mgmt Fees | $3,566,930 |
MORGAN STANLEY SMITH BARNEY10+ years Filed as: JP MORGAN INVESTMENT MGMT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $2,557,406 |
Filed as: VOYA INVESTMENT MANAGEMENT CO Service code 13 · EIN 02-0488491 | Contract Administrator | $2,077,521 |
IFM INVESTORS PTY LTD1 year Filed as: IFM INVESTORS (US) LLC Service code 28 | Investment Management | $1,782,608 |
ALLSPRING3 years Filed as: ALLSPRING GLOBAL INVESTMENTS, LLC Service code 28 · EIN 95-3692822 | Investment Management | $1,640,745 |
Filed as: METLIFE INVESTMENT MGMT HOLDINGS, L Service code 51 · EIN 82-2405817 | Investment Mgmt Fees | $1,531,336 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | SIGMA FINANCE INC | — | 4261 PARK ROAD ANN ARBOR, MI 48103 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | HOLLINGER | — | — | — |
| Part 1 Loan in default | KAISA GROUP HOLDINGS LIMITED | — | — | — |
| Part 1 Loan in default | KAISA GROUP HOLDINGS LIMITED | — | — | — |
| Part 1 Loan in default | KAISA GROUP HOLDINGS LIMITED | — | — | — |
| Part 1 Loan in default | VOYAGER AVIATION HOLDINGS LLC | — | 263 TRESSER BLVD 1 STAMFORD PLAZA STAMFORD, CT 06901 | — |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $310,574-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 57.3%-57.3pp | 0.0%0pp |
| Annual return | 2.47% | 8.85%-6.4pp | 8.04%-5.6pp | 8.85%-6.4pp |
| Employer contribution / active EE | $0 | $8,529-100.0% | $42,693-100.0% | $8,529-100.0% |
| Participant deferral / active EE | $0 | $399-100.0% | $66-100.0% | $399-100.0% |
| Admin fee / account holder | $0 | $0 | $8,889-100.0% | - |