| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIDELITY INVESTMENTS Service code 37 · EIN 04-2647786 | Loan Processing | $9,619,196 |
NISA INVESTMENT ADVISORS, LLC8+ years Filed as: NISA INVESTMENT ADVISORS Service code 51 · EIN 48-1140940 | Investment Mgmt Fees | $9,468,295 |
MORGAN STANLEY SMITH BARNEY8+ years Filed as: JP MORGAN INVESTMENT MGMT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $9,075,015 |
LOOMIS SAYLES8+ years Filed as: LOOMIS Service code 51 · EIN 04-3200030 | Investment Mgmt Fees | $8,368,241 |
WILLIS TOWERS WATSON US LLC7 years Filed as: TOWERS WATSON DELAWARE INC. Service code 11 · EIN 53-0181291 | Actuarial | $6,532,740 |
IBM8+ years Service code 15 · EIN 13-0871985 | Recordkeeping | $4,257,150 |
Filed as: PRUDENTIAL Service code 51 · EIN 22-2540245 | Investment Mgmt Fees | $3,844,595 |
FRANKLIN TEMPLETON8+ years Filed as: CLARION PARTNERS LLC Service code 51 · EIN 13-3379970 | Investment Mgmt Fees | $3,601,485 |
BLACKROCK8+ years Filed as: BLACKROCK INSTITUTIONAL TRUST COMP Service code 21 · EIN 94-3112180 | Bank Trustee | $3,473,621 |
PIMCO FUNDS8+ years Filed as: PIMCO Service code 51 · EIN 33-0629048 | Investment Mgmt Fees | $3,358,382 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | INTANDEM FILMS PLC | — | — | — |
| Part 1 Loan in default | SIGMA FINANCE INC | — | 4261 PARK ROAD ANN ARBOR, MI 48103 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | HOLLINGER | — | — | — |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $1,469,698-100.0% | $319,010-100.0% | $1,469,698-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 47.0%-47.0pp | 0.0%0pp |
| Annual return | -14.98% | 7.68%-22.7pp | 10.22%-25.2pp | 7.68%-22.7pp |
| Employer contribution / active EE | $0 | $9,142-100.0% | $51,212-100.0% | $9,142-100.0% |
| Participant deferral / active EE | $0 | $462-100.0% | $129-100.0% | $462-100.0% |
| Admin fee / account holder | $0 | $19,323-100.0% | $10,810-100.0% | $19,323-100.0% |