| Provider | Service type | Compensation |
|---|---|---|
BRIDGEWATER3+ years Service code 51 · EIN 13-2871809 | Investment Mgmt Fees | $14,075,382 |
FESCO3+ years Service code 14 · EIN 04-3275867 | Plan Administrator | $12,451,390 |
JPMORGAN INVEST HOLDINGS LLC3+ years Filed as: JP MORGAN CHASE BANK, NA Service code 27 · EIN 13-4994650 | Advisory (Plan) | $6,237,921 |
NISA INVESTMENT ADVISORS, LLC3+ years Filed as: NISA INVESTMENT ADVISORS Service code 51 · EIN 48-1140940 | Investment Mgmt Fees | $6,180,761 |
IBM3+ years Service code 15 · EIN 13-0871985 | Recordkeeping | $4,922,817 |
WILLIS TOWERS WATSON US LLC2 years Filed as: TOWERS WATSON DELAWARE INC. Service code 11 · EIN 53-0181291 | Actuarial | $4,681,755 |
LOOMIS SAYLES3+ years Filed as: LOOMIS Service code 51 · EIN 04-3200030 | Investment Mgmt Fees | $4,646,956 |
AEW CAPITAL MANAGEMENT3+ years Service code 51 · EIN 04-3329433 | Investment Mgmt Fees | $4,624,709 |
FRANKLIN TEMPLETON3+ years Filed as: CLARION PARTNERS LLC Service code 51 · EIN 13-3379970 | Investment Mgmt Fees | $4,139,737 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: JP MORGAN INVESTMENT MGMT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $3,986,490 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | MORRISON KNUDSEN CORPORATION | — | 720 PARK BOULEVARD P.O. BOX 73 BOISE, ID 83712 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | BANCO ESPIRITO SANTO SA | — | — | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | SIGMA FINANCE INC | — | 4261 PARK ROAD ANN ARBOR, MI 48103 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | AFREN PLC, KINNAIRD HOUSE | — | — | — |
| Part 1 Loan in default | AFREN PLC, KINNAIRD HOUSE | — | — | — |
| Part 1 Loan in default | GLITNIR BANK | — | — | — |
| Part 1 Loan in default | HARRAH'S JAZZ COMPANY | — | 925 SOUTH WHITE STREET NEW ORLEANS, LA 70125 | — |
| Part 1 Loan in default | HOLLINGER | — | — | — |
| Part 1 Loan in default | INTANDEM FILMS PLC | — | — | — |
| Part 1 Loan in default | HOMELAND STORES, INC | — | 23 EAST 33RD STREET EDMOND, OK 73013 | — |
| Part 1 Loan in default | LEAR CORPORATION | — | 21557 TELEGRAPH ROAD SOUTHFIELD, MI 48033 | — |
| Part 1 Loan in default | LEAR CORPORATION | — | 21557 TELEGRAPH ROAD SOUTHFIELD, MI 48033 | — |
| Part 1 Loan in default | LEAR CORPORATION | — | 21557 TELEGRAPH ROAD SOUTHFIELD, MI 48033 | — |
| Part 1 Loan in default | LEHMAN BROTHERS CAP TR VII | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
Annual investment return is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $14,491,905-100.0% | $308,850-100.0% | $14,491,905-100.0% |
| Participation rate | 0.0% | 5.3%-5.3pp | 48.5%-48.5pp | 5.3%-5.3pp |
| Annual return | 8.83% | 1057.21%-1048.4pp | 14.41%-5.6pp | 1057.21%-1048.4pp |
| Employer contribution / active EE | $0 | $14,374-100.0% | $45,283-100.0% | $14,374-100.0% |
| Participant deferral / active EE | $0 | $351-100.0% | $125-100.0% | $351-100.0% |
| Admin fee / account holder | $0 | $81,210-100.0% | $9,941-100.0% | $81,210-100.0% |