| Provider | Service type | Compensation |
|---|---|---|
BRIDGEWATER6+ years Service code 51 · EIN 13-2871809 | Investment Mgmt Fees | $14,015,729 |
FESCO6+ years Service code 14 · EIN 04-3275867 | Plan Administrator | $10,099,343 |
FRANKLIN TEMPLETON6+ years Filed as: CLARION PARTNERS LLC Service code 51 · EIN 13-3379970 | Investment Mgmt Fees | $9,093,295 |
NISA INVESTMENT ADVISORS, LLC6+ years Filed as: NISA INVESTMENT ADVISORS Service code 51 · EIN 48-1140940 | Investment Mgmt Fees | $8,349,331 |
MORGAN STANLEY SMITH BARNEY6+ years Filed as: JP MORGAN INVESTMENT MGMT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $7,322,104 |
LOOMIS SAYLES6+ years Filed as: LOOMIS Service code 51 · EIN 04-3200030 | Investment Mgmt Fees | $6,806,378 |
Filed as: PRUDENTIAL Service code 51 · EIN 22-2540245 | Investment Mgmt Fees | $6,795,553 |
JPMORGAN INVEST HOLDINGS LLC6+ years Filed as: JP MORGAN CHASE BANK, NA Service code 27 · EIN 13-4994650 | Advisory (Plan) | $6,500,000 |
VANBARTON5 years Service code 51 · EIN 47-3887041 | Investment Mgmt Fees | $4,388,688 |
AEW CAPITAL MANAGEMENT6+ years Service code 51 · EIN 04-3329433 | Investment Mgmt Fees | $4,332,521 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | BANCO ESPIRITO SANTO SA | — | — | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | MORRISON KNUDSEN CORP | — | 720 PARK BLVD. BOISE, ID 83729 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | AFREN PLC, KINNAIRD HOUSE | — | — | — |
| Part 1 Loan in default | HOLLINGER | — | — | — |
| Part 1 Loan in default | INTANDEM FILMS PLC | — | — | — |
| Part 1 Loan in default | SIGMA FINANCE INC | — | 4261 PARK ROAD ANN ARBOR, MI 48103 | — |
| Part 1 Loan in default | CBL & ASSOCIATES PROPERTIES INC. | — | 2030 HAMILTON PLACE BLVD CHATTANOOGA, TN 37421 | — |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $305,030-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 44.7%-44.7pp | 0.0%0pp |
| Annual return | 12.44% | 13.80%-1.4pp | 380.71%-368.3pp | 13.80%-1.4pp |
| Employer contribution / active EE | $0 | $10,386-100.0% | $45,089-100.0% | $10,386-100.0% |
| Participant deferral / active EE | $0 | $448-100.0% | $272-100.0% | $448-100.0% |
| Admin fee / account holder | $0 | $0 | $12,800-100.0% | - |