| Provider | Service type | Compensation |
|---|---|---|
AEW CAPITAL MANAGEMENT7+ years Service code 51 · EIN 04-3329433 | Investment Mgmt Fees | $15,896,102 |
MORGAN STANLEY SMITH BARNEY7+ years Filed as: JP MORGAN INVESTMENT MGMT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $9,539,286 |
Filed as: FIDELITY INVESTMENTS Service code 37 · EIN 04-2647786 | Loan Processing | $9,477,419 |
FRANKLIN TEMPLETON7+ years Filed as: CLARION PARTNERS LLC Service code 51 · EIN 13-3379970 | Investment Mgmt Fees | $8,567,538 |
NISA INVESTMENT ADVISORS, LLC7+ years Filed as: NISA INVESTMENT ADVISORS Service code 51 · EIN 48-1140940 | Investment Mgmt Fees | $7,178,305 |
LOOMIS SAYLES7+ years Filed as: LOOMIS Service code 51 · EIN 04-3200030 | Investment Mgmt Fees | $5,104,338 |
WELLS FARGO BANK, N.A.7+ years Filed as: WELLS CAPITAL Service code 51 · EIN 95-3692822 | Investment Mgmt Fees | $4,880,446 |
EMMES ASSET MANAGEMENT1 year Service code 51 44 W 55TH ST #500 · NEW YORK, NY 10019 | Investment Mgmt Fees | $4,559,696 |
WILLIS TOWERS WATSON US LLC6 years Filed as: TOWERS WATSON DELAWARE INC. Service code 11 · EIN 53-0181291 | Actuarial | $4,316,847 |
Filed as: PRUDENTIAL Service code 51 · EIN 22-2540245 | Investment Mgmt Fees | $4,278,411 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | BANCO ESPIRITO SANTO SA | — | — | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | MORRISON KNUDSEN CORP | — | 720 PARK BLVD. BOISE, ID 83729 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | HOLLINGER | — | — | — |
| Part 1 Loan in default | INTANDEM FILMS PLC | — | — | — |
| Part 1 Loan in default | SIGMA FINANCE INC | — | 4261 PARK ROAD ANN ARBOR, MI 48103 | — |
Annual investment return is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $375,279-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 36.7%-36.7pp | 0.0%0pp |
| Annual return | -0.12% | 13.51%-13.6pp | 9.78%-9.9pp | 13.51%-13.6pp |
| Employer contribution / active EE | $0 | $8,170-100.0% | $46,889-100.0% | $8,170-100.0% |
| Participant deferral / active EE | $0 | $488-100.0% | $72-100.0% | $488-100.0% |
| Admin fee / account holder | $0 | $0 | $5,665-100.0% | - |