| Provider | Service type | Compensation |
|---|---|---|
BRIDGEWATER4+ years Service code 51 · EIN 13-2871809 | Investment Mgmt Fees | $15,272,215 |
FESCO4+ years Service code 14 · EIN 04-3275867 | Plan Administrator | $12,525,263 |
JPMORGAN INVEST HOLDINGS LLC4+ years Filed as: JP MORGAN CHASE BANK, NA Service code 27 · EIN 13-4994650 | Advisory (Plan) | $8,197,403 |
NISA INVESTMENT ADVISORS, LLC4+ years Filed as: NISA INVESTMENT ADVISORS Service code 51 · EIN 48-1140940 | Investment Mgmt Fees | $6,440,295 |
LOOMIS SAYLES4+ years Filed as: LOOMIS Service code 51 · EIN 04-3200030 | Investment Mgmt Fees | $5,616,407 |
IBM4+ years Service code 15 · EIN 13-0871985 | Recordkeeping | $4,482,335 |
AEW CAPITAL MANAGEMENT4+ years Service code 51 · EIN 04-3329433 | Investment Mgmt Fees | $4,468,380 |
WILLIS TOWERS WATSON US LLC3 years Filed as: TOWERS WATSON DELAWARE INC. Service code 11 · EIN 53-0181291 | Actuarial | $4,409,239 |
PIMCO FUNDS4+ years Filed as: PIMCO Service code 51 · EIN 33-0629048 | Investment Mgmt Fees | $4,351,651 |
WELLS FARGO BANK, N.A.4+ years Filed as: WELLS CAPITAL Service code 51 · EIN 95-3692822 | Investment Mgmt Fees | $3,965,932 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | BANCO ESPIRITO SANTO SA | — | — | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | SIGMA FINANCE INC | — | 4261 PARK ROAD ANN ARBOR, MI 48103 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | AFREN PLC, KINNAIRD HOUSE | — | — | — |
| Part 1 Loan in default | AFREN PLC, KINNAIRD HOUSE | — | — | — |
| Part 1 Loan in default | PACIFIC GAS & ELECTRIC CO. | — | P.O. BOX 997300 SACRAMENTO, CA 95899 | — |
| Part 1 Loan in default | PACIFIC GAS & ELECTRIC CO. | — | P.O. BOX 997300 SACRAMENTO, CA 95899 | — |
| Part 1 Loan in default | HOLLINGER | — | — | — |
| Part 1 Loan in default | INTANDEM FILMS PLC | — | — | — |
| Part 1 Loan in default | LEAR CORPORATION | — | 21557 TELEGRAPH ROAD SOUTHFIELD, MI 48033 | — |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $7,764,297-100.0% | $1,035,159-100.0% | $7,764,297-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 49.6%-49.6pp | 0.0%0pp |
| Annual return | -2.49% | -1.95%-0.5pp | -61.72%+59.2pp | -1.95%-0.5pp |
| Employer contribution / active EE | $0 | $9,243-100.0% | $47,703-100.0% | $9,243-100.0% |
| Participant deferral / active EE | $0 | $425-100.0% | $135-100.0% | $425-100.0% |
| Admin fee / account holder | $0 | $62,356-100.0% | $5,792-100.0% | $62,356-100.0% |