| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIDELITY INVESTMENTS Service code 37 · EIN 04-2647786 | Loan Processing | $9,502,473 |
WILLIS TOWERS WATSON US LLC8 years Filed as: TOWERS WATSON DELAWARE INC. Service code 11 · EIN 53-0181291 | Actuarial | $5,052,555 |
NISA INVESTMENT ADVISORS, LLC9+ years Filed as: NISA INVESTMENT ADVISORS Service code 51 · EIN 48-1140940 | Investment Mgmt Fees | $4,952,318 |
IBM9+ years Service code 15 · EIN 13-0871985 | Recordkeeping | $3,641,657 |
LOOMIS SAYLES1 year Filed as: LOOMIS, SAYLES & CO. Service code 51 · EIN 04-3200030 | Investment Mgmt Fees | $3,007,671 |
MORGAN STANLEY SMITH BARNEY9+ years Filed as: JP MORGAN INVESTMENT MGMT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $2,789,786 |
IFM INVESTORS PTY LTD2 years Filed as: IFM INVESTORS LLC Service code 28 114 WEST 47TH STREET · NEW YORK, NY 10036 | Investment Management | $2,786,151 |
Filed as: METLIFE INVESTMENT MGMT HOLDINGS, L Service code 51 · EIN 82-2405817 | Investment Mgmt Fees | $2,192,771 |
ALLSPRING2 years Filed as: ALLSPRING GLOBAL INVESTMENTS, LLC Service code 28 · EIN 95-3692822 | Investment Management | $2,106,703 |
Filed as: VOYA INVESTMENT MANAGEMENT CO Service code 13 · EIN 02-0488491 | Contract Administrator | $1,978,796 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | INTANDEM FILMS PLC | — | — | — |
| Part 1 Loan in default | SIGMA FINANCE INC | — | 4261 PARK ROAD ANN ARBOR, MI 48103 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | HOLLINGER | — | — | — |
| Part 1 Loan in default | KAISA GROUP HOLDINGS LIMITED | — | — | — |
| Part 1 Loan in default | SVB FINANCIAL GROUP | — | 3003 TASMAN DRIVE SANTA CLARA, CA 95054 | — |
| Part 1 Loan in default | VOYAGER AVIATION HOLDINGS LLC | — | 263 TRESSER BLVD 1 STAMFORD PLAZA STAMFORD, CT 06901 | — |
Annual investment return is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $306,246-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 62.9%-62.9pp | 0.0%0pp |
| Annual return | 4.53% | 13.18%-8.7pp | 35.16%-30.6pp | 13.18%-8.7pp |
| Employer contribution / active EE | $0 | $8,469-100.0% | $46,401-100.0% | $8,469-100.0% |
| Participant deferral / active EE | $0 | $322-100.0% | $72-100.0% | $322-100.0% |
| Admin fee / account holder | $0 | $0 | $4,448-100.0% | - |