| Provider | Service type | Compensation |
|---|---|---|
BRIDGEWATER2+ years Service code 51 · EIN 13-2871809 | Investment Mgmt Fees | $13,037,850 |
FESCO2+ years Service code 14 · EIN 04-3275867 | Plan Administrator | $11,579,595 |
AEW CAPITAL MANAGEMENT2+ years Service code 51 · EIN 04-3329433 | Investment Mgmt Fees | $7,619,587 |
JPMORGAN INVEST HOLDINGS LLC2+ years Filed as: JP MORGAN CHASE BANK, NA Service code 27 · EIN 13-4994650 | Advisory (Plan) | $6,918,712 |
NISA INVESTMENT ADVISORS, LLC2+ years Filed as: NISA INVESTMENT ADVISORS Service code 51 · EIN 48-1140940 | Investment Mgmt Fees | $5,241,543 |
IBM2+ years Service code 15 · EIN 13-0871925 | Recordkeeping | $4,799,674 |
Filed as: TOWERS WATSON DELAWARE INC. Service code 11 · EIN 53-0181291 | Actuarial | $4,784,851 |
PIMCO FUNDS2+ years Filed as: PIMCO Service code 51 · EIN 33-0629048 | Investment Mgmt Fees | $4,633,867 |
FRANKLIN TEMPLETON2+ years Filed as: CLARION PARTNERS LLC Service code 51 · EIN 13-3379970 | Investment Mgmt Fees | $4,020,054 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: JP MORGAN INVESTMENT MGMT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $3,852,122 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | MORRISON KNUDSEN CORPORATION | — | 720 PARK BOULEVARD P.O. BOX 73 BOISE, ID 83712 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | QUEBECOR WORLD INC | — | — | — |
| Part 1 Loan in default | QUEBECOR WORLD INC | — | — | — |
| Part 1 Loan in default | SIGMA FINANCE INC | — | 4261 PARK ROAD ANN ARBOR, MI 48103 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 127 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | AFREN PLC, KINNAIRD HOUSE | — | — | — |
| Part 1 Loan in default | AFREN PLC, KINNAIRD HOUSE | — | — | — |
| Part 1 Loan in default | GLITNIR BANK | — | — | — |
| Part 1 Loan in default | HARRAH'S JAZZ COMPANY | — | 925 SOUTH WHITE STREET NEW ORLEANS, LA 70125 | — |
| Part 1 Loan in default | HOLLINGER | — | — | — |
| Part 1 Loan in default | INTANDEM FILMS PLC | — | — | — |
| Part 1 Loan in default | HOMELAND STORES, INC | — | 23 EAST 33RD STREET EDMOND, OK 73013 | — |
| Part 1 Loan in default | LEAR CORPORATION | — | 21557 TELEGRAPH ROAD SOUTHFIELD, MI 48033 | — |
| Part 1 Loan in default | LEAR CORPORATION | — | 21557 TELEGRAPH ROAD SOUTHFIELD, MI 48033 | — |
| Part 1 Loan in default | LEAR CORPORATION | — | 21557 TELEGRAPH ROAD SOUTHFIELD, MI 48033 | — |
| Part 1 Loan in default | LEHMAN BROTHERS CAP TR VII | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS INC | — | 1271 6TH AVENUE NEW YORK, NY 10018 | — |
| Part 3 Non-exempt transaction | WELLS CAPITAL MANAGEMENT, INC. | FIDUCIARY (INVESTMENT MANAGER) BUY 084664CE9 3/8/2016 | — | $435K |
| Part 3 Non-exempt transaction | WELLS CAPITAL MANAGEMENT, INC. | FIDUCIARY (INVESTMENT MANAGER) BUY 084664CG4 3/8/2016 | — | $545K |
| Part 3 Non-exempt transaction | WELLS CAPITAL MANAGEMENT, INC. | FIDUCIARY (INVESTMENT MANAGER) BUY 084670BQ0 3/8/2016 | — | $434K |
| Part 3 Non-exempt transaction | WELLS CAPITAL MANAGEMENT, INC. | FIDUCIARY (INVESTMENT MANAGER) BUY 084670BR8 3/08/2016 | — | $1.1M |
| Part 3 Non-exempt transaction | WELLS CAPITAL MANAGEMENT, INC. | FIDUCIARY (INVESTMENT MANAGER) BUY 084670BS6 3/8/2016 | — | $974K |
| Part 3 Non-exempt transaction | WELLS CAPITAL MANAGEMENT, INC. | FIDUCIARY (INVESTMENT MANAGER) SELL 084664CE9 3/9/2016 | — | $0 |
| Part 3 Non-exempt transaction | WELLS CAPITAL MANAGEMENT, INC. | FIDUCIARY (INVESTMENT MANAGER) BUY 084670BS6 3/9/2016 | — | $30K |
| Part 3 Non-exempt transaction | WELLS CAPITAL MANAGEMENT, INC. | FIDUCIARY (INVESTMENT MANAGER) SELL 084670BR8 3/10/2016 | — | $0 |
| Part 3 Non-exempt transaction | WELLS CAPITAL MANAGEMENT, INC. | FIDUCIARY (INVESTMENT MANAGER) SELL 084670BR8 3/10/2016 | — | $0 |
| Part 3 Non-exempt transaction | WELLS CAPITAL MANAGEMENT, INC. | FIDUCIARY (INVESTMENT MANAGER) SELL 084664CG4 3/14/2016 | — | $0 |
| Part 3 Non-exempt transaction | WELLS CAPITAL MANAGEMENT, INC. | FIDUCIARY (INVESTMENT MANAGER) SELL 084670BQ0 3/15/2016 | — | $0 |
| Part 3 Non-exempt transaction | WELLS CAPITAL MANAGEMENT, INC. | FIDUCIARY (INVESTMENT MANAGER) SELL 084670BQ0 3/15/2016 | — | $0 |
| Part 3 Non-exempt transaction | WELLS CAPITAL MANAGEMENT, INC. | FIDUCIARY (INVESTMENT MANAGER) SELL 084670BR8 3/16/2016 | — | $0 |
| Part 3 Non-exempt transaction | WELLS CAPITAL MANAGEMENT, INC. | FIDUCIARY (INVESTMENT MANAGER) SELL 084670BS6 9/19/2016 | — | $0 |
| Part 3 Non-exempt transaction | WELLS CAPITAL MANAGEMENT, INC. | FIDUCIARY (INVESTMENT MANAGER) SELL 084670BS6 9/19/2016 | — | $0 |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $40,289-100.0% | $264,156-100.0% | $40,289-100.0% |
| Participation rate | 0.0% | 4.2%-4.2pp | 45.6%-45.6pp | 4.2%-4.2pp |
| Annual return | 7.04% | 10.64%-3.6pp | 4.74%+2.3pp | 10.64%-3.6pp |
| Employer contribution / active EE | $0 | $11,561-100.0% | $46,220-100.0% | $11,561-100.0% |
| Participant deferral / active EE | $0 | $347-100.0% | $248-100.0% | $347-100.0% |
| Admin fee / account holder | $0 | $312-100.0% | $12,050-100.0% | $312-100.0% |