Filed September 8, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $2,134,312 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 15 · EIN 84-0467907 | Recordkeeping | $1,106,618 |
PGIM INVESTMENTS1 year Filed as: JENNISON ASSOCIATES Service code 28 466 LEXINGTON AVENUE · NEW YORK, NY 10017 | Investment Management | $616,361 |
Filed as: EAGLE ASSET MANAGEMENT Service code 28 P.O. BOX 23592 · ST. PETERSBURG, FL 33742 | Investment Management | $394,211 |
CAPFINANCIAL PARTNERS LLC4 years Filed as: CAPFINANCIAL PARTNERS LLC DBA CAPTR Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $326,148 |
WILLIS TOWERS WATSON US LLC4 years Service code 16 LOCKBOX 28025 28025 NETWORK PL · CHICAGO, IL 606731280 | Consulting | $197,896 |
COWEN & COMPANY LLC5 years Service code 33 · EIN 84-1702964 | Direct payment from the plan; Securit... | $34,992 |
Filed as: EMPOWER TRUST COMPANY, LLC Service code 15 · EIN 84-1455663 | Recordkeeping | $30,364 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $253,589 | $103,657+144.6% | $94,677+167.8% | $103,657+144.6% |
| Participation rate | 98.6% | 73.4%+25.2pp | 80.8%+17.8pp | 73.4%+25.2pp |
| Annual return | 17.63% | 33.13%-15.5pp | 156.95%-139.3pp | 33.13%-15.5pp |
| Employer contribution / active EE | $10,164 | $3,216+216.1% | $3,673+176.7% | $3,216+216.1% |
| Participant deferral / active EE | $15,581 | $5,218+198.6% | $7,418+110.0% | $5,218+198.6% |
| Admin fee / account holder | $341 | $114+199.1% | $7,222-95.3% | $114+199.1% |