Filed September 8, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $2,134,312 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 15 · EIN 84-0467907 | Recordkeeping | $1,106,618 |
PGIM INVESTMENTS1 year Filed as: JENNISON ASSOCIATES Service code 28 466 LEXINGTON AVENUE · NEW YORK, NY 10017 | Investment Management | $616,361 |
Filed as: EAGLE ASSET MANAGEMENT Service code 28 P.O. BOX 23592 · ST. PETERSBURG, FL 33742 | Investment Management | $394,211 |
CAPFINANCIAL PARTNERS LLC4 years Filed as: CAPFINANCIAL PARTNERS LLC DBA CAPTR Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $326,148 |
WILLIS TOWERS WATSON US LLC4 years Service code 16 LOCKBOX 28025 28025 NETWORK PL · CHICAGO, IL 606731280 | Consulting | $197,896 |
COWEN & COMPANY LLC5 years Service code 33 · EIN 84-1702964 | Securities brokerage; Securities brok... | $34,992 |
Filed as: EMPOWER TRUST COMPANY, LLC Service code 15 · EIN 84-1455663 | Recordkeeping | $30,364 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $253,589 | $103,482+145.1% | $94,646+167.9% | $103,482+145.1% |
| Participation rate | 98.6% | 73.3%+25.4pp | 80.8%+17.8pp | 73.3%+25.4pp |
| Annual return | 17.63% | 33.11%-15.5pp | 156.71%-139.1pp | 33.11%-15.5pp |
| Employer contribution / active EE | $10,164 | $3,208+216.9% | $3,672+176.8% | $3,208+216.9% |
| Participant deferral / active EE | $15,581 | $5,207+199.2% | $7,418+110.0% | $5,207+199.2% |
| Admin fee / account holder | $341 | $114+199.0% | $7,231-95.3% | $114+199.0% |