Filed September 8, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $2,110,633 |
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 15 · EIN 84-0467907 | Recordkeeping | $556,119 |
CAPFINANCIAL PARTNERS LLC3 years Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $250,676 |
WILLIS TOWERS WATSON US LLC3 years Filed as: TOWERS WATSON DELAWARE INC Service code 16 LOCKBOX 28925 28025 NETWORK PL · CHICAGO, IL 30374 | Consulting | $115,110 |
Filed as: GWFS EQUITIES INC Service code 33 · EIN 84-0965407 | Other investment fees and expenses; S... | $84,857 |
BDO USA, LLP3 years Service code 10 P.O. BOX 642743 · PITTSBURGH, PA 15264 | Accounting | $30,000 |
Filed as: QDRO CONSULTANTS COMPANY LLC Service code 16 3071 PEARL ROAD · MEDINA, OH 44256 | Consulting | $5,400 |
Service code 15 | Recordkeeping | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $167,558 | $68,904+143.2% | $83,327+101.1% | $68,904+143.2% |
| Participation rate | 99.4% | 74.1%+25.3pp | 77.8%+21.6pp | 74.1%+25.3pp |
| Annual return | -4.80% | 1.07%-5.9pp | 10.64%-15.4pp | 1.07%-5.9pp |
| Employer contribution / active EE | $8,249 | $2,540+224.7% | $3,379+144.1% | $2,540+224.7% |
| Participant deferral / active EE | $11,836 | $4,015+194.8% | $5,565+112.7% | $4,015+194.8% |
| Admin fee / account holder | $321 | $71+350.8% | $7,540-95.7% | $71+350.8% |