Filed September 8, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $2,138,224 |
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $1,596,744 |
Filed as: CAPFINANCIAL PARTNERS LLC DBA CAPTR Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $305,905 |
Service code 16 LOCKBOX 28025 28025 NETWORK PL · CHICAGO, IL 606731280 | Consulting | $182,063 |
COWEN & COMPANY LLC2 years Service code 50 · EIN 84-1702964 | Direct Payment | $120,155 |
BDO USA, LLP1 year Filed as: BDO USA LLP Service code 10 PO BOX 642743 · PITTSBURGH, PA 152642743 | Accounting | $47,340 |
Filed as: GWFS EQUITIES INC Service code 33 8515 E ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Other investment fees and expenses; S... | $16,423 |
Service code 16 3071 PEARL ROAD · MEDINA, OH 44256 | Consulting | $7,500 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $226,441 | $103,430+118.9% | $100,540+125.2% | $93,223+142.9% |
| Participation rate | 99.4% | 84.3%+15.1pp | 79.4%+20.0pp | 74.9%+24.5pp |
| Annual return | 15.73% | 24.60%-8.9pp | 30.90%-15.2pp | 19.29%-3.6pp |
| Employer contribution / active EE | $8,043 | $3,129+157.0% | $3,419+135.2% | $2,680+200.1% |
| Participant deferral / active EE | $11,375 | $6,375+78.4% | $6,272+81.4% | $4,563+149.3% |
| Admin fee / account holder | $360 | $85+325.9% | $8,082-95.5% | $79+354.6% |